REGULATORY AND INVESTMENT MANAGEMENT jobs in NEW YORK CITY NY, United Kingdom #4

and regulatory enforcement matters (such as entry and updating of matters in litigation matter management system, reporting to senior... expertise and getting exposure to the operation of a global investment bank and its senior management Report to senior...

of Liquidity Regulatory Reporting, working within the Risk Platform Management team. The Liquidity Regulatory Reporting team...The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories...

Senior Actuary Regulatory & Reporting Reserves, Americas Hartford, CT | New York, NY I USA At AXA XL, our Reserving... for Quarterly reporting packs and Regulatory submissions. Leading and being responsible for producing the analytics, exhibits...

. Skills and attributes for success You'll stay informed of timely regulatory and risk management updates while understanding... Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk Management Programs...

and industry knowledge Skills and attributes for success You'll stay informed of timely regulatory and risk management updates... Compliance Department Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk...

for success You'll stay informed of timely regulatory and risk management updates while understanding clients' unique challenges... Capital Markets or Investment Banking Compliance Department Knowledge of regulatory expectations related to Compliance...

skills to join the Legal & Regulatory team supporting the investment management business. In this role, you will join the... support to Two Sigma's investment management business Prepare regulatory filings and help draft responses to inquiries...

toughest challenges in investment management, insurance technology, securities, private equity, and venture capital. Our team... to financial information, securities, investment management, technology, and machine learning Training business partners...

's new and existing products and services, and lead regulatory change management efforts within the company About the team...Senior Regulatory Counsel Location: Hybrid in New York City (3 day in-office requirement) Qualifications: JD...

with regulatory adherence with a strong focus on BSA/AML, change management and people manager of a first line KYC team. Our Shared... staff on operational, compliance and regulatory related topics. Management of the Front Office KYC Team responsible...

of Regulatory and Control in policy related matters to be raised to the board of directors and various management committees (e.g... a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client...

, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... Advisory Team, the first line of defense (“1LOD”) as well as the heads of US Compliance verticals to build a bank regulatory...

management of operational risk from a procedural and regulatory perspective Experienced with a diverse set of investment... Required: Minimum of 7 years of experience in high quality, global capital markets or investment management firms Experience in insurance...

across all business strategies across the organization with effective conflicts management with investment professionals and coordination... asset management firm a plus 10+ years of relevant investment advisory compliance leadership experience...

documentation for regulatory requirements associated with Investment and Operational Due Diligence (aka IDD/ODD) for fund..., Morningstar Direct, FactSet experience a plus Project Management, SharePoint, Power BI, automation experience a plus Investment...

documentation for regulatory requirements associated with Investment and Operational Due Diligence (aka IDD/ODD) for fund..., Morningstar Direct, FactSet experience a plus Project Management, SharePoint, Power BI, automation experience a plus Investment...

documentation for regulatory requirements associated with Investment and Operational Due Diligence (aka IDD/ODD) for fund..., Morningstar Direct, FactSet experience a plus Project Management, SharePoint, Power BI, automation experience a plus Investment...