REGULATORY AND INVESTMENT MANAGEMENT jobs in NEW YORK CITY NY, United Kingdom #12

, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... to leading the internal execution and risk management process supported by Lending Management Group members. This position...

Sumitomo Mitsui Banking Corporation

of OTC Derivative markets including market technical, ISDA documentation and credit terms, regulatory capital implications... and considerations imperative to servicing UHNW clients (i.e. tax implications of various investment strategies critical for wealth...

Bank of America

, Investment Company Act and FINRA; European and Asia Pacific Compliance, which oversees region-specific compliance and regulatory... & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the...

Ares Wealth Management Solutions

, Investment Company Act and FINRA; European and Asia Pacific Compliance, which oversees region-specific compliance and regulatory... management legal and regulatory compliance, risk management, and industry policy best practices. Working knowledge...

Ares Wealth Management Solutions

, and respond to management, compliance, audit and bank examiner inquiries, as requested Work closely with investment personnel...About Rockefeller Capital Management: Rockefeller Capital Management was established in 2018 as a leading independent...

Rockefeller Capital Management

and money movement Completing investment subscription documents Cash management & RMDs Assisting with client online access...About Rockefeller Capital Management: Rockefeller Capital Management was established in 2018 as a leading independent...

Rockefeller Capital Management

Overview: Marathon is a leading global credit manager with over $23 billion of capital under management. The firm..., Los Angeles, and Luxembourg. Marathon is a Registered Investment Adviser with the Securities and Exchange Commission...

Marathon Asset Management, LP

Position Summary: Vista Credit Partners (“VCP”), the credit investment platform of Vista Equity Partners, is seeking... to hire a finance professional to assist in the day-to-day management and oversight of related accounting and financial...

Vista Equity Partners Management

with other departments, including risk management and legal, to ensure compliance with internal policies and regulatory requirements...Overview: Marathon is a leading global credit manager with over $23 billion of capital under management. The firm...

Marathon Asset Management, LP

to support the Head of Records and Information Management to develop a firmwide records and information program, including legal... entity management and outside counsel spend management. Successful candidates will have strong project management skills...

Vista Equity Partners Management

agreements, and other investment management related contracts Supporting the preparation and updating of offering documents...Overview: Marathon Asset Management is a global credit manager with approximately $22 billion in assets...

Marathon Asset Management, LP

. As such, familiarity with legal matters relevant to investment management and/or private equity funds is crucial. The position.... Assist with project management related to fund capital markets transactions. Review draft regulatory filings (e.g., SEC...

Ares Wealth Management Solutions

matters relevant to the alternative investment management industry is highly preferable. Reporting relationships Reports..., experiences, and perspectives can build careers within this exciting and growing industry. Job Description Ares Management...

Ares Wealth Management Solutions

in investment management, property management, development, design, construction and leasing. Stonehenge, together... assistance with all facets of Property Management. Candidates should possess excellent communication skills, attention to detail...

Stonehenge Management

Who we are: Pharo Management is a leading global macro hedge fund with a focus on emerging markets. Founded in 2000... as well as developed markets. Our investment approach combines macroeconomic fundamental research and quantitative analysis. Pharo...

Pharo Management

management, product documentation, and/or system releases. Collaborate with the Legal & Compliance team members on managing... methodologies, change management, and production support. Oversee cross-functional teams and vendor/consulting resources...

Ares Wealth Management Solutions

investment industry and a keen interest in negotiating the key commercial terms of ISDA and CSA agreements, as well as providing... ongoing regulatory support for our clients. The primary responsibilities include: Reviewing documentation for Know...

Validus Risk Management