REGULATORY AND INVESTMENT MANAGEMENT jobs in NEW YORK CITY NY, United Kingdom

REGULATORY ASSOCIATE, RESEARCH/INVESTMENT MANAGEMENT WHAT IS THE OPPORTUNITY? This position will work directly... operational and regulatory risks within Research / Investment Management. The role will support corporate governance enhancement...

A reputable asset management firm seeks an attorney to support its regulatory compliance efforts across a variety... and five to seven years of post-law school experience at a law firm, asset management firm, investment bank, or other financial...

the periodic Compliance Risk Assessment of GBM Public, GBM Public regulatory change management program, governance of GBM... and implementation of the future state regulatory change management program for GBM Public. At times, the role will require navigating...

MANAGEMENT: REGULATORY SOLUTIONS Within Asset & Wealth Management, we seek to provide innovative investment solutions to help.... Financial planning, investment management, banking and comprehensive advice is provided to a wide range of clients, including...

MANAGEMENT: REGULATORY SOLUTIONS Within Asset & Wealth Management, we seek to provide innovative investment solutions to help.... Financial planning, investment management, banking and comprehensive advice is provided to a wide range of clients, including...

Job description Business type Types of Jobs - Risk Management / Control Job title Enterprise Risk Management and Regulatory Watch-Change... to be rolled out throughout the organization. Regulatory Watch-Change Management · Lead regulatory watch on topics related...

Job description Business type Types of Jobs - Risk Management / Control Job title Enterprise Risk Management and Regulatory Watch-Change... to be rolled out throughout the organization. Regulatory Watch-Change Management · Lead regulatory watch on topics related...

is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management... Management teams, ensuring alignment with the firm's objectives and regulatory requirements. Compliance Risk Assessment: Lead...

Servicing Rights (MSRs) This is a front-office, buy-side position within the investment management arm of PNC’s bank portfolio... ability to provide practical solutions for improving investment performance and risk management. This role will require the candidate...

status quo and striving to be best-in-class. As an Risk Management - Treasury and Chief Investment Office - Interest Rate...Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the...

A prestigious global investment firm is seeking to hire an investment management attorney for its New York offices. The... ideal candidate must have 2 to 4 years PQE in securities and investment laws and ideally have asset management, investment...

A leading investment management firm seeks an attorney to enhance its regulatory compliance initiatives across diverse... for analyzing various legal and regulatory compliance issues and providing advice to the firm’s investment professionals...

Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. J.P. Morgan Asset... & Wealth Management is a global leader in investment and wealth management. Its clients include institutions, ultra-high-net...

, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who...Job Description: ASSET & WEALTH MANAGEMENT A career with Goldman Sachs Asset & Wealth Management “AWM...

investment firm that offers alternative asset management across multiple strategies and capital markets solutions... OVERVIEW We are seeking an associate to join our growing management team in the Global Atlantic Investments Office...

Investment Management/Private Funds group of a top law firm combined with in-house experience at an investment manager Excellent... forward with your application, you will hear back within 48 hours of application. Prestigious investment management firm. Competitive base...

teams, contribute to regulatory and internal control requirements, and present your findings to senior management...Job Description: The Treasury and Chief Investment Office (T/CIO) is responsible for managing JPMorgan Chase...