REGULATORY AND INVESTMENT MANAGEMENT jobs in CITY OF YORK, United Kingdom #4

, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who...Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the...

global financial services firm providing investment banking, securities and investment management services to a substantial... regulatory exams, enquiries, MRIAs Adopting centralized standards for management of regulatory relations, exams and responses...

regulations, and the Investment Company Act of 1940 Excellent interview, presentation, written communication, time management... in compliance, product controllers, legal, regulatory, audit or risk management functions in the firm's various...

in a risk, compliance, regulatory, or information technology/security adjacent role Basic project management..., securities and investment management firm that provides a wide range of financial services to a substantial and diversified...

global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

management with regulatory exams as well as interim status updates with the regulators. This includes ensuring preparedness... Follow management’s guidance and operate independently of the day-to-day regulatory report testing and validation processes...

and regulatory enforcement matters (such as entry and updating of matters in litigation matter management system, reporting to senior... expertise and getting exposure to the operation of a global investment bank and its senior management Report to senior...

Senior Actuary Regulatory & Reporting Reserves, Americas Hartford, CT | New York, NY I USA At AXA XL, our Reserving... for Quarterly reporting packs and Regulatory submissions. Leading and being responsible for producing the analytics, exhibits...

. Skills and attributes for success You'll stay informed of timely regulatory and risk management updates while understanding... Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk Management Programs...

for success You'll stay informed of timely regulatory and risk management updates while understanding clients' unique challenges... Capital Markets or Investment Banking Compliance Department Knowledge of regulatory expectations related to Compliance...

and industry knowledge Skills and attributes for success You'll stay informed of timely regulatory and risk management updates... Compliance Department Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk...

's new and existing products and services, and lead regulatory change management efforts within the company About the team...Senior Regulatory Counsel Location: Hybrid in New York City (3 day in-office requirement) Qualifications: JD...

with regulatory adherence with a strong focus on BSA/AML, change management and people manager of a first line KYC team. Our Shared... staff on operational, compliance and regulatory related topics. Management of the Front Office KYC Team responsible...

management of operational risk from a procedural and regulatory perspective Experienced with a diverse set of investment... Required: Minimum of 7 years of experience in high quality, global capital markets or investment management firms Experience in insurance...

across all business strategies across the organization with effective conflicts management with investment professionals and coordination... asset management firm a plus 10+ years of relevant investment advisory compliance leadership experience...

, investment proposals, and presentations for senior management and external stakeholders. Assess the performance of existing...Overview: We are seeking a skilled Business Analyst to join our dynamic Investment Banking team. The ideal candidate...

with regulatory requirements and internal risk management policies. Pitching and Presentations: Prepare presentations and pitch...Job Description: As an Investment Banker specializing in Debt Capital Markets (DCM), you will play a crucial role in...