REGULATORY AND INVESTMENT MANAGEMENT jobs in CITY OF YORK, United Kingdom

REGULATORY ASSOCIATE, RESEARCH/INVESTMENT MANAGEMENT WHAT IS THE OPPORTUNITY? This position will work directly... operational and regulatory risks within Research / Investment Management. The role will support corporate governance enhancement...

A reputable asset management firm seeks an attorney to support its regulatory compliance efforts across a variety... and five to seven years of post-law school experience at a law firm, asset management firm, investment bank, or other financial...

Job description Business type Types of Jobs - Compliance / Financial Security Job title Investment Banking and Regulatory Compliance... the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, MNPI and the...

Summary: The Conflicts Management Group (“CMG”) in the Americas is responsible for the regulatory advisory function... CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The...

Job description Business type Types of Jobs - Compliance / Financial Security Job title Investment Banking and Regulatory Compliance... the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, MNPI and the...

Risk Management and Compliance in managing regulatory exams and ongoing monitoring activities. Job responsibilities... management and regulators. Drive the ongoing development of the Regulatory Strategy program, including mobility, succession...

the periodic Compliance Risk Assessment of GBM Public, GBM Public regulatory change management program, governance of GBM... and implementation of the future state regulatory change management program for GBM Public. At times, the role will require navigating...

Management of various regulatory requirements and also designing, developing and implementing changes to our performance... management and incentive compensation programs when prompted by regulation. The team also coordinates regulatory efforts...

MANAGEMENT: REGULATORY SOLUTIONS Within Asset & Wealth Management, we seek to provide innovative investment solutions to help.... Financial planning, investment management, banking and comprehensive advice is provided to a wide range of clients, including...

MANAGEMENT: REGULATORY SOLUTIONS Within Asset & Wealth Management, we seek to provide innovative investment solutions to help.... Financial planning, investment management, banking and comprehensive advice is provided to a wide range of clients, including...

Job description Business type Types of Jobs - Risk Management / Control Job title Enterprise Risk Management and Regulatory Watch-Change... to be rolled out throughout the organization. Regulatory Watch-Change Management · Lead regulatory watch on topics related...

Job description Business type Types of Jobs - Risk Management / Control Job title Enterprise Risk Management and Regulatory Watch-Change... to be rolled out throughout the organization. Regulatory Watch-Change Management · Lead regulatory watch on topics related...

is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management... Management teams, ensuring alignment with the firm's objectives and regulatory requirements. Compliance Risk Assessment: Lead...

Management (NYLIM) business including its investment boutiques. This person must be able to execute on a combination... that supports an award-winning business. This role reports to the communications lead for New York Life Investment Management...

Management (NYLIM) business including its investment boutiques. This person must be able to execute on a combination... that supports an award-winning business. This role reports to the communications lead for New York Life Investment Management...

Are you looking for an alternative legal career as an SME in private funds legal practice and investment management law..., you will apply your subject matter expertise in private funds legal practice and investment management laws to Practical Guidance. You’ll write...

Servicing Rights (MSRs) This is a front-office, buy-side position within the investment management arm of PNC’s bank portfolio... ability to provide practical solutions for improving investment performance and risk management. This role will require the candidate...