REGULATORY AND CONDUCT RISK jobs in WESTMINSTER SOUTH WEST LONDON, United Kingdom

from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar... regulation is embedded appropriately; To lead reporting on risk matters to ensure the business meets its external Conduct...

and achieving across the board compliance with regulatory and statutory obligations. Role responsibility Conduct file reviews... regulatory and compliance developments and feed back to the Director of Risk and Compliance any suggestions for change in...

Quant Market Risk Manager Hybrid 4 days per week £130,000 plus 30% Quant Capital is urgently looking for a Quant... Market Risk Manager to join our high profile client. Our client is a well-known major global exchange...

regulatory standards and achieving commercial business requirements Ensure the risk management framework and risk policies...Quant Market Risk Manager Hybrid 4 days per week £130,000 plus 30% Quant Capital is urgently looking for a Quant...

regulatory standards and achieving commercial business requirements Ensure the risk management framework and risk policies... and techniques such as Value at Risk models, Liquidity Risk models, backtesting and stress testing models Proven ability to conduct...

confidential and commercially sensitive information appropriately. Adhere to the Bank of England’s Code of Conduct for staff... the insurance sector (for example, underwriting, claims, reserving, reinsurance, governance and risk management...

and ancillary areas) to ensure that they are fit for purpose, clean and tidy and stocked with routine consumables. ​Conduct regular... Manufacturing Records and deviations. ​Participate in internal and external audits including regulatory audits. ​​​Assist in the...

and ancillary areas) to ensure that they are fit for purpose, clean and tidy and stocked with routine consumables. ​Conduct regular... Manufacturing Records and deviations. ​Participate in internal and external audits including regulatory audits. ​​​Assist in the...

for administering medication, monitoring the Care Teams on practice, and working within the NMC Code of Professional Conduct... Your involvement with creating person-centred care plans and risk assessments will be key to the successful delivery of outstanding...

working capital. Conduct regular financial audits to ensure accuracy, integrity, and regulatory compliance. Stay.... Develop and maintain financial policies, procedures, and internal controls to ensure compliance and mitigate risk. Prepare...

working capital. Conduct regular financial audits to ensure accuracy, integrity, and regulatory compliance. Stay.... Develop and maintain financial policies, procedures, and internal controls to ensure compliance and mitigate risk. Prepare...

, and external auditors Conduct control testing as part of the wider credit risk model development team's annual Risk... Understanding of financial products, risk management, CRR and PRA regulatory requirements Expert knowledge of SAS - significant...

in partnership with Distribution, Credit Risk and Finance functions. Ensure the business meets objectives and supports... mix, P&L including income streams and direct costs, competitor analyses, customer behaviour, feedback loop and risk...

on issues relating to Vertex’s Compliance program and Code of Conduct globally. Job Description The International..., Regulatory, Real World Evidence, Communications, G&A functions, and New Product Planning for our existing business units...

for the Chief Operating Officer, Senior Operations Leaders and Vitesse Risk and Regulatory control. Key responsibilities.... Risk Management Identifying and managing risks within Operations department including operational risks and conduct...

risk assessments are completed for all teaching. Responsible for preparation, conduct and follow up action associated... with accreditation of programmes, acting as the university contact for professional, statutory, and regulatory bodies. Responsible...

risk assessments are completed for all teaching. Responsible for preparation, conduct and follow up action associated... with accreditation of programmes, acting as the university contact for professional, statutory, and regulatory bodies. Responsible...