REGULATORY AND CONDUCT RISK jobs in UNITED KINGDOM, United Kingdom #2

successful candidate will support with the day to day management of the Conduct Risk and Governance activities for Arc Legal Group agents...Conduct & Governance Assistant Colchester Hybrid – 3 days in the office/2 remote 12 Month Fixed Term Contract...

's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance... the risk of misconduct across the firm through support of the Firmwide Conduct Committee and the Firmwide Insider Threat...

defence conduct team that sits within underwriting governance and be responsible for the implementation of the Conduct Risk... requirements Responsibilities will include: To act as the first referral point to the business on all conduct risk related...

, ICOBS, Conduct Risk, COI, financial promotions, complaints, gifts and hospitality, SMCR, regulatory relationships, product... to the Group Conduct Officer Manager, who reports to the Group Head of Compliance. This role partners with our Schemes...

such as QlikView and PowerBI. Liaise with the Conduct Risk team on regulatory matters and developments supporting training... with Munich Re Conduct Risk governance and processes relating to the Syndicate and all forms of delegated underwriting (DU...

of Direct Line Group’s (DLG’s) strategy for the management and mitigation of regulatory and compliance risk and conduct risk.... Contribute material and relevant regulatory conduct matters to the Compliance reports to the Board, Board Risk Committee...

Job Description: YOUR IMPACT As a member of the Risk Division's Regulatory Engagement team in London, you will play.... HOW YOU WILL FULFILL YOUR POTENTIAL Lead execution of regulatory deliverables, exams and overall engagement, with a focus on credit risk...

on a range of regulatory, compliance, and professional conduct issues. This position requires a proactive individual who can effectively... and participate in multi-jurisdictional regulatory projects; advise the Board and Risk Committee on regulatory developments...

Senior Manager - Risk and Regulatory Compliance Business: Pacifica Warranty Reporting to: Managing Director... will be: · Regulatory gap assessment and implementation: Implement new risk and regulatory requirements by performing gap assessments...

from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar... regulation is embedded appropriately; To lead reporting on risk matters to ensure the business meets its external Conduct...

of contact for regulatory escalations and provide an expert view on regulatory risk on a wide range of topics as they arise. Regulatory... their daily activities. Foster a collaborative and high-performance culture within the regulatory affairs team. Conduct regular...

What is the opportunity? This is a key role for UK Personal Savings with responsibility for regulatory reporting... to meet the regulatory requirement to provide to the FSCS a 'Single Customer View' (SCV) of all qualifying deposits held...

and quarterly regulatory reporting to the Financial Conduct Authority, Bank of England and other relevant bodies. Working directly... of people. Job Description As a Senior Regulatory Reporting Accountant, you will lead the production of monthly...

HARVEY NASH - FINANCIAL SERVICES - INVESTMENT BANKING - INVESTMENTS - SALES - TRADING - TRADES - REGULATORY CHANGE... is looking for a Regulatory Change Specialist with experience in Financial Services, specifically Regulatory Change in Investment Banking. The...

we have the best around. We are committed to ensuring our crew expiries and regulatory compliance meet the highest standards.... Our goal is to continually enhance the management and monitoring of regulatory compliance and crew expiries within our Training...

I am currently recruiting on behalf of a Financial Services Firm based in the City of London. This is a Regulatory... days a week in the office (non-negotiable). You will be working in the Regulatory Policy team covering all aspects...

will be to: Gather and analyse information to support the assessment of risk. Conduct supervision visits, approximately 5-6 per year...Happy to talk flexible working The Role The plays an important role in ensuring that regulatory standards in the...