REGULATORY AND CONDUCT RISK jobs in NORTHERN IRELAND, United Kingdom #2

& Conduct, HR Systems, Global HR and Risk contacts, Risk Committee members Implement process improvements and explore viable... best of you. And together, we will redefine success. Department Purpose The Regulation and Conduct team (the Team) is part of A&O Shearman...

stages of product development through launch). Conduct research on complex compliance risk-centric issues impacting Team... sales, engage guests, and keep employees happy. The Toast Enterprise Risk and Compliance Management Program provides...

. Analyze data gathered and develop solutions or alternative methods of proceeding. Appropriately assess risk when business... judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues...

risks. Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing... of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Additional...

Matters: Conduct legal reviews and advise business groups regarding compliance with compliance and regulatory matters... to address the changing legal and regulatory risks for Seagate's worldwide business transactions. Legal Advice and Risk...

solutions to the regulatory compliance, risk, financial crimes, and capital markets functions of our clients. Founded in 2005..., FinTechs, and other companies providing financial services. We are led by practitioners from the industry and the regulatory...

under the FCA, NFA, AMF, AFM, MAS or any other relevant regulatory body. Adhere to the operational risk framework for your role... a timely manner with correct holdings for margin purposes Ensuring compliance with the company's regulatory requirements...

and understanding of Survitec's policies and procedures and of relevant regulatory codes and codes of conduct to ensure own work adheres... regulatory codes and codes of conduct to ensure own work adheres to those standards. Obtains authorisation from a supervisor...

London Corporate Title Assistant Vice President Controls Testing & Assurance (CT&A) performs regulatory prescribed.... The Compliance Testing team within CT&A undertakes risk-based testing of the: design adequacy and operating...

Control Strats team has an ongoing mandate to improve, enhance, and support the Bank’s effort to meet regulatory expectations... for controls, including Model Risk Controls, Valuation Controls, Trading Controls, and Client Controls. What we’ll...

Control Strats team has an ongoing mandate to improve, enhance, and support the Bank’s effort to meet regulatory expectations... for controls, including Model Risk Controls, Valuation Controls, Trading Controls, and Client Controls. What we’ll...