REGULATORY AND CONDUCT RISK jobs in NORTHERN IRELAND, United Kingdom

What is the opportunity? This is a key role for UK Personal Savings with responsibility for regulatory reporting... to meet the regulatory requirement to provide to the FSCS a 'Single Customer View' (SCV) of all qualifying deposits held...

risks. Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing... of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Has the...

colleagues. Present to Business Management Committees (BMC) and Compliance and Conduct Risk Forum (CCRF) meetings as delegate... to make a positive difference to our colleagues and customers The role will contribute to the shaping of best in class risk...

bank’s operational risk management framework, ensuring compliance with regulatory requirements and internal policies... action plans. Leverage risk assessment tools & methodologies to conduct thorough investigations into areas of concern...

framework, ensuring compliance with regulatory requirements and internal policies, plus lead and guide a team of risk... effectiveness of incident management processes and recommend improvements as necessary. Conduct risk assessments and reviews...

and understanding of the SRA Codes of Conduct 2019 and regulatory framework is preferred, but not a requirement. Outstanding... their full selves to work. The department The Risk & Compliance team at Lewis Silkin is a dynamic and full-service function...

and safety excellence; regulatory compliance; zero customer impact; operational efficiency and business plan out performance... eg Control of Work, Risk Assessments, Site Inductions etc. Ensure hazard mitigation plans are in place and submit capital...

Operations is part of Markets Operations and helps mitigate credit risk and comply with regulatory requirements through the... to create, explore and be adventurous whilst taking measured risk, adopting safe practices to protect the firm. Data lineage...

and commercial contracts. Risk Assessment and Mitigation: Identify legal risks in transactions and provide mitigation strategies.... Due Diligence: Conduct thorough due diligence investigations, identify legal risks, and offer recommendations. Legal...

-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory... and external sources (firm website, regulatory websites, etc.) Partner with Relationship Management and Compliance teams to update...

and functions as assigned. Appropriately assess risk when business decisions are made, demonstrating particular consideration..., rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business...

Title: Vice President The Chief Risk Office function has Group-wide responsibility for the management and control... for risk measurement, frameworks and creating a bank wide strong risk culture. Non-Financial Risk Management (NFRM...

cranes and liaise with electrical department on repair methodology and isolations. Conduct themselves and oversee others in... installation, repair/replacement and testing processes. Conduct regular inspections and audits to verify compliance with quality...

and development opportunities to help you excel.** What will your role look like? Conduct comprehensive legionella risk assessments.... From conducting risk assessments to providing expert guidance and training, you'll play a pivotal role in maintaining the health...

, and contribute to the appropriate management of legal, regulatory, and reputational risk by collaborating with ICRM & Risk, following... sound legal judgement to develop proactive, risk-appropriate, and commercially practical business-oriented solutions...

& Conduct, HR Systems, Global HR and Risk contacts, Risk Committee members Implement process improvements and explore viable... best of you. And together, we will redefine success. Department Purpose The Regulation and Conduct team (the Team) is part of A&O Shearman...

trading and regulatory processes. You will also use tools to improve operational processes for Finance, Market Risk Management... problems. You will be in a cross-functional team building functionality on the strategic cross-business Risk and Profit & Loss...