REGULATORY AND CONDUCT RISK jobs in EXETER, United Kingdom

on a range of regulatory, compliance, and professional conduct issues. This position requires a proactive individual who can effectively... and participate in multi-jurisdictional regulatory projects; advise the Board and Risk Committee on regulatory developments...

Pembury Legal

firmwide risks (ethical, regulatory, conduct) Updating and reporting on risk registers. Ensuring all corrective actions... legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Exeter...

AJ Fox Compliance

upskilling needs, and manage requests for external specialist tax courses. Risk Management: Ensure compliance with regulatory... and industry best practices, review engagement letters, collaborate to update process control sheets, and conduct tax standards...

Cathedral Appointments

and addressing regulatory changes Perform hands-on product testing Conduct product risk assessment Quality Engineer Requirements...

Cathedral Appointments