REGULATORY AND CONDUCT RISK jobs in CARDIFF, United Kingdom

firmwide risks (ethical, regulatory, conduct) Updating and reporting on risk registers. Ensuring all corrective actions... legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Cardiff...

and adherence to regulatory standards. Your primary focus will be on reviewing high-risk and suspicious financial activities... for leading a team of up to 10 FTE FinCrime officers as they conduct KYC and KYB checks as part of our customer due diligence...

by monitoring and investigating risks Focusing on Conduct Risk and Consumer Outcome but also getting involved in Operational risk... matter expertise to Monitoring work and maintaining an up-to-date knowledge of conduct risk developments Developing...

by monitoring and investigating risks Focusing on Conduct Risk and Consumer Outcome but also getting involved in Operational risk... matter expertise to Monitoring work and maintaining an up-to-date knowledge of conduct risk developments Developing...

members. A strong understanding of the insurance industry. Have an understanding of the role of regulation, conduct risk.... You will be required to support managers in improving QA approaches and procedures. Providing input to sampling plans to help address areas of risk...

across system functionality and defects management. Awareness of Payroll regulatory/risk Experience in a similar environment... quality standards, regulatory requirements and L&Gs polices. What you'll be doing: Developing the existing payment process...

of regulation, conduct risk and reputational risk, within financial services. Insurance Industry/Financial Services Knowledge... plans to help address areas of risk, using insight gained from discussing observations with front line teams. You'll...

personal understanding and adherence to group policy, regulatory codes of conduct, risk, and control framework, specific to the...

across system functionality and defects management. Awareness of Payroll regulatory/risk Experience in a similar environment... quality standards, regulatory requirements and L&Gs polices. What you'll be doing: Developing the existing payment process...

and adherence to regulatory standards. Your primary focus will be on reviewing high-risk and suspicious financial activities..., playing a pivotal role in safeguarding our customers and the integrity of our business. Responsibilities Conduct...