REGULATORY AND CONDUCT RISK jobs in BIRMINGHAM, United Kingdom

's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance... the risk of misconduct across the firm through support of the Firmwide Conduct Committee and the Firmwide Insider Threat...

Raise awareness of control risk Assesses the firm's control culture and conduct risks Monitors management's implementation... into the firm's operations and control processes. TEAM OVERVIEW Goldman Sachs Internal Auditors demonstrate strong risk...

Job Description: INTERNAL AUDIT Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets... including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists...

firmwide risks (ethical, regulatory, conduct) Updating and reporting on risk registers. Ensuring all corrective actions... legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham...

and Welsh Government, as well as to corporate clients, conduct of judicial reviews, and advice on related regulatory regimes. It... and other regulatory litigation and disciplinary matters. This particular role will report into a Partner in the team who primarily advises...

, and risk management teams to conduct periodic assessments and audits of data governance controls and processes. Continuous... and implementing data governance frameworks, policies, and procedures to support the company's strategic goals and regulatory...

: Develop comprehensive bid proposals and tender submissions, ensuring all requirements are met. Risk Analysis: Identify... of estimators, providing guidance and support to ensure high-quality work. Market Analysis: Conduct market research to stay...

, communication, product management and maintains compliance with relevant regulatory and internal policy mandates across the UK bank...’s, and protect the business by adhering to regulatory and reputational responsibilities. Against a backdrop of delivering...

policies. Develop and implement SHE strategies, plans, and risk assessments. Conduct regular site inspections, audits... management. Foster a positive SHE culture and promote best practices across all project sites. Liaise with regulatory bodies...

outcomes and meet statutory and regulatory requirements. Develop, lead, and deliver the Services Strategy for DRC, together... but not limited to the Financial Conduct Authority). Oversee effective Information Governance arrangements across all frontline...

. To conduct assigned matters including civil claims, legal proceedings, regulatory and or criminal allegations involving BCU... as a direct or interested party. To provide specialist advice and recommendations (on either contractual and commercial risk...

liaising with the MLRO/DMLRO. Member of the Conduct Risk & Compliance Committee Growing 1st line Financial crime team... change and innovation for Financial Crime projects and regulatory changes now and in the future, understanding FCA...

1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance.... This function needs to be performed to ensure the Bank meets its regulatory targets related to the Know Your Client (KYC) program...

, adhering to regulatory and client specifications. Team Leadership: Lead and mentor site managers and other team members..., fostering a collaborative and high-performance culture. Risk Management: Identify and mitigate potential risks, ensuring...

, all the Mandatory, Regulatory and General fitness medicals eg Rail industry medicals, Safety Critical medicals, Health... to managers and employees in relation to sickness absence, workplace environment, risk assessment, stress management and return...

and evolving risk Raise awareness of control risk Assesses the firm's control culture and conduct risks Monitors management... into the firm's operations and control processes. TEAM OVERVIEW Goldman Sachs Internal Auditors demonstrate strong risk...

Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional scepticism, and are able... Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk...