REGULATORY AND CONDUCT RISK jobs in United Kingdom #12

regulatory standards and achieving commercial business requirements Ensure the risk management framework and risk policies... and techniques such as Value at Risk models, Liquidity Risk models, backtesting and stress testing models Proven ability to conduct...

risk in accordance with regulatory requirements. The team has a diverse client base, from niche challenger firms, to long... globally. Key areas of focus include: Conduct risk; Financial crime; Payment services; Prudential regulation...

and ensure BC plans are updated and reviewed annually. Conduct and support IT Risk Assessments - e.g., quarterly risk... landscaping - owning and driving Specialist and Hogarth Archetype-specific risk mitigation actions. Conduct risk reviews of major...

and liquidity risk management; Recovery and resolution planning; Regulatory reporting; UK CRR; CRD; Prudential Regulation Authority... Rulebook; Financial Conduct Authority Handbook; Target Operating Model design; Regulatory gap analysis; Regulatory due...

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... take a risk-based approach toward meeting obligations or remediating failures regarding anti-bribery, anti-corruption and related...

decisions conduct risk assessments and develop risk mitigation strategies develop and maintain pricing models ensure pricing... and understand our unique business. \n As one of our Risk Pricing Managers, you'll: formulate, implement and monitor pricing...

and implement IT security risk management strategies, policies, and procedures. Conduct regular risk assessments to identify... with external partners, vendors, and regulatory bodies on IT security risk-related matters. Prepare and present reports to senior...

, policies, and procedures. Conduct regular risk assessments to identify potential vulnerabilities and threats to our IT... teams on security risk management principles and practices. Liaise with external partners, vendors, and regulatory bodies...

UK&I Risk Management - CDD Analyst - Permanent - Newcastle Within the professional services environment, the... application of risk management procedures is fundamental to the successful delivery of our client services and promotion...

both internally and externally to present materials. Conduct comprehensive market analysis of industry developments, regulatory... and will span across both Insurance and Reinsurance Lines of Business covering Large and Complex single risk, Facilities...

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... take a risk-based approach toward meeting obligations or remediating failures regarding anti-bribery, anti-corruption and related...

Job Description: Job Title: Senior Risk Manager, Digital Assets Location: London DWS Group (DWS) is one of the... of investment disciplines. Overview: This role has responsibility for independent risk management oversight for a specific risk...

and Credit Risk, Operations and Regulatory Reporting. Work closely with other regional Electronic Trading Compliance... regulatory relations concerns to Compliance and Operational Risk Executive Preferred experience: Global Markets experience...

and Welsh Government, as well as to corporate clients, conduct of judicial reviews, and advice on related regulatory regimes. It... and other regulatory litigation and disciplinary matters. This particular role will report into a Partner in the team who primarily advises...

, is a trusted and comprehensive provider of regulatory information, guidance, standards and resources to support organisations... their diverse range of regulatory responsibilities. We help industry professionals to stay on top of ever-changing developments...

and safety excellence; regulatory compliance; zero customer impact; operational efficiency and business plan out performance... eg Control of Work, Risk Assessments, Site Inductions etc. Ensure hazard mitigation plans are in place and submit capital...

and regulations that apply to the insurance market including all key regulatory, conduct and risk management requirements... information in order to effectively underwrite the risk involved in line with company procedures and processes. Deal...