REGULATORY AND COMPLIANCE OFFICER jobs in LONDON, United Kingdom #3

Compliance Risk Management Officer | Investment Banking | £650/day Inside IR35 | Contract | LONDON | 12 Months | HYBRID..., compliance risk appetite assessment, interpretation of regulatory change, third party management compliance risk management...

. About the Role We are seeking a product compliance officer based in the EMEA region ("PCO").The PCO will report to the Head...'s product and channel compliance governance framework. - Conduct regulatory assessments of new product solutions to identify...

This Compliance Officer role is an exciting opportunity for a Compliance professional who has a strong interest in... working as a Compliance Officer with a growing sustainable financial services firm. Working closely with the Head...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... / Structured products, FX, Prime Services…); with an opportunity to gain exposure to a wider range of compliance activities...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... / Structured products, FX, Prime Services…); with an opportunity to gain exposure to a wider range of compliance activities...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... Operating Procedures Delivering certain face-to-face Compliance training as required in line with regulatory requirements...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of the... Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

Property, Surveying, Project Management & Cost Consultancy - Property & Surveying H&S Compliance Officer - Fire...&S Compliance Officer - Fire & Asbestos Already applied Share: Save job Saved job May 07, 2024 H&S Compliance Officer...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team... provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... constrained situations Provide leadership and compliance input to regulatory change management Deliver timely and robustly...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance... obligations and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line... their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key Responsibilities...