PROGRAM OFFICER MONITORING COMPLIANCE jobs in CITY OF YORK, United Kingdom #2

Senior Program Officer works collaboratively with several HQ units including Monitoring & Compliance, Community Sponsorship... Program Officer for R&P oversees the quality of programming including training, monitoring, roving direct services...

, monitoring program compliance and providing technical assistance required. Demonstrated Skills and Competencies: Demonstrated... by providing technical assistance, training, monitoring and roving direct services. The Reception and Placement (R&P) Program...

ongoing risk assessments, and conducts monitoring and surveillance activities to ensure that the Compliance Program remains...Summary: The Compliance Officer assists Compliance management in the effective implementation, maintenance...

risk assessments, and conducts monitoring and surveillance activities to ensure that the Compliance Program remains current... Summary: The Compliance Officer assists Compliance management in the effective implementation, maintenance, and administration...

: 8-5 Working Location: 151 W 42nd street New York [Hybrid] Role Mandate: The Compliance Officer assists Compliance... management in the effective implementation, maintenance, and administration of the Global Markets Compliance Program. The role...

program framework. This role is responsible for developing and executing the strategy for the firm's Independent Compliance... of Compliance Officers who provide compliance advisory services, design key risk indicators and compliance monitoring programs...

Compliance Risk Management (ICRM) program for a function/business/product in line with and supporting the business strategy... risk indicators and compliance monitoring programs, identify reporting metrics associated with regulatory compliance...

successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program for S&P Global Market..., investigations, and other compliance monitoring activities. Besides technical knowledge and experience in the operation...

, within the Corporate Legal Department will be to help coordinate and support the compliance program focused on laws... Deputy Chief Compliance Officer. Job Duties Serving as a subject matter expert to support compliance with applicable...

, within the Corporate Legal Department will be to help coordinate and support the compliance program focused on laws... Deputy Chief Compliance Officer. Job Duties Serving as a subject matter expert to support compliance with applicable...

, within the Corporate Legal Department will be to help coordinate and support the compliance program focused on laws... Deputy Chief Compliance Officer. Job Duties Serving as a subject matter expert to support compliance with applicable...

businesses, and produce reports to Manager and Chief Compliance Officer (CCO). Conduct ongoing monitoring of Firmwide vendors... of the firm’s compliance program for its money service (“MSB”), digital asset business, and broker-dealer (“BD”) businesses...

compliance strategies, provide technical support to program staff (including trainings), and conduct targeted reviews, internal... and improve internal controls and monitoring systems for various programs/ departments Identify compliance risk areas and assist...

Compliance Officer of LSI in maintaining and implementing the day-to-day compliance program of the broker-dealer. The LSI... surveillance and monitoring Assisting in handling the compliance monitoring application for the performance of and routine review...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm...”). This includes: Conducting risk identification, measurement and assessment Monitoring for compliance with laws, rules, regulations...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... assessments to ensure effectiveness of the firm's compliance program Draft and assist in the implementation of policies...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm..., and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal...