PRODUCT REGULATORY COUNSEL jobs in NEW YORK CITY NY, United Kingdom #3

for new and existing asset managers Obtain regulatory approval to list and trade new ETP product types... Provide guidance and build upon NYSE’s extensive IP portfolio in the ETP space. Working with NYSE Legal, outside counsel...

globe to deliver a first-rate employee experience. You will work with the Product Lines to understand the business case... learning and analytics to drive decision making. You be relied upon to offer wise counsel by being able to move between big...

sensitive information pertaining to litigation, compliance, regulatory and product issues that affect the Bank. Develop... whether any revisions are necessitated by changes in regulations, bank policy or product set offered. Review, investigate...

to litigation, compliance, regulatory and product issues that affect the Bank. Develop a thorough understanding of the business... by changes in regulations, bank policy or product set offered. Review, investigate, and manage complex legal complaints...

with counsel and Chief Compliance Officer to ensure general compliance with fund docs as well as regulatory filings... processes, and develop and enhance product, management, and other reporting, targeting both efficiency and scale. Work closely...

product data and regulatory milestones Set and lead both traditional and social media relations course Use relationships... creation and execution map to goals Counsel clients and troubleshoot client and internal issues Demonstrate writing...

sensitive information pertaining to litigation, compliance, regulatory and product issues that affect the Bank. Develop... whether any revisions are necessitated by changes in regulations, bank policy or product set offered. Review, investigate...

Assistant specialized in commercial, product, and litigation advising to further our mission of helping everyone experience the... teams and the ability to effectively communicate with KAYAK and OpenTable's commercial, product, finance, and marketing...

business plan for changes in the compliance and regulatory environment. Providing counsel to ICRM and credit cards product... inquiries or examinations related to the credit card product. Serving as the liaison with regulatory examiners, Internal Audit...

including, Product, Servicing, Tech, General Counsel’s Office, Operational Risk, Compliance, and others Responsibilities... implementation Support regulatory change management activities and implementation of select capabilities and redemption...

toward commercialization of this complex autologous cell therapy product. The AD, Compliance will be a member of the Legal team and, with the... General Counsel, will be responsible for ensuring that the company complies with all applicable laws and regulations...

impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the... for global Finance processes Participates in assessing and incorporating changing business, regulatory and market information...

teams/fund counsel/tax advisors and portfolio company (“PC”) management on investment transactions and support Oversee fund... Prepare quarterly and ad hoc financial regulatory returns to financial regulatory bodies Ideal candidate...

bankers, transaction managers, risk officers, operations officers, legal counsel, etc. The role's primary responsibilities... all lender regulatory requirements prior to and during the life of the credit facility are met drafting and submitting credit...

, product knowledge, industry trends, business acumen and regulatory requirements. Establish vendor management program and key... including awareness of regulatory risk and changes. Strong attention to detail and understanding of the private market...

Job Description: The Employment, Ethics & Privacy, and Global Product Regulatory & Litigation Administrative... & Privacy, and Global Product Regulatory & Litigation groups: Support SVP/VPs with their administrative and operational duties...

product. Deal Diligence and Documentation, and Contract Review: The Legal Counsel will confirm returnable fund investments... building. About the Role The Legal Counsel at Acumen will provide a wide range of support to the program, fundraising...