PEOPLE PARTNER – LEGAL COMPLIANCE jobs in CITY OF YORK, United Kingdom #2

will partner closely with Anti-Money Laundering (AML) Compliance to ensure a strong linkage between core ICRM and AML Compliance... registrations (e.g. Series 7, 63, 24, 79) desirable Education: Bachelor’s degree; experience in compliance, legal...

of compliance programs, the ideal candidate should have the ability to build strong relationships (within the Division, across Legal... compliance program and have an impact in driving the program across the firm. Responsibilities: Partner with business leaders...

: Bachelor’s degree; 3+ years of experience in compliance, legal or other control-related function in the financial services firm...Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM...

of experience in Financial Services, with risk, legal, compliance and/or project management experience Bachelor's Degree...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

Compliance Partner with first and second lines of defense to establish and maintain controls across respective divisions; advise... completion of compliance owned action plans Liaise with Compliance, Risk, Technology, Legal and other Federation areas Respond...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...

compliance with employment laws and regulations, and assists with any related legal matters 8. Working in partnership with the...We’re working on an exciting opportunity for a Global Director of Employee Relations, Policy & Compliance to be based...

Financial Crimes Compliance including Sanctions. Partner with other functional areas (Legal, People, Corporate Risk Management...: Partner with business leaders to provide fit-for-purpose compliance support and advice. Share best practices with Compliance...

products that change the world? If so, you might be right for our Privacy Compliance Engineer position. This position's focus... is on the privacy compliance within the Wallet, Payments and Commerce Engineering team. This is a highly technical, hands...

. Join us. About the team The Global Sanctions Specialist will be part of Sanctions and AML Compliance group within the Global Legal.... - Additional project and ad hoc work as necessary to support Global Legal Compliance team. - Assist in drafting compliance...

. Job Description Job Description The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions.... Ares is seeking a talented Compliance professional to join our Legal and Compliance team to serve as a senior team member...

? We are looking for someone like this to: Liaise with senior management in the equities derivatives business and functional leaders in compliance, legal, risk...Business Divisions Group Functions Your role Are you a Compliance Professional who likes taking on responsibility...

and communities thrive. The Center's goal is to identify and resolve as early as possible the challenges that bring people into the... criminal and civil legal systems. It does this in a number of ways—by developing and running programs that reduce the need...

such as legal, ESG, product compliance, product development, logistics and more. Advising on sample and product shipments.... Job Tittle: Sr. Analyst, Trade Compliance Primary Purpose: The purpose of this position is to support Coachtopia within Global...

others then we are excited to discuss career opportunities with you. Job Description The Manager of Financial Reporting & Compliance..., including but not limited to, the Director of Financial Reporting & Compliance, the V.P. of Accounting, the Chief Financial...

& Compliance Department oversees and leads Ares’ global Legal, Regulatory and Compliance functions and programs. Under the... regulatory risk through industry interaction and research Assist with other day-to-day legal and compliance matters...

compliance, legal, risk, and IT to provide effective challenge, guidance, and advice. Provide subject-matter expertise on rules.... Your expertise A BS/BA degree Ideally 5-7 years' experience in compliance, legal, risk control or audit with experience Equity...