MEMBER OF LEGAL TRADING jobs in UNITED STATES, United Kingdom #4

, business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company... and election official leave for federal, state or local primary and general elections, care of a family member leave...

, business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company... and election official leave for federal, state or local primary and general elections, care of a family member leave...

Management and Business Analysis to our clients across functions including Sales & Trading, Risk Management, Finance, Treasury..., Credit & Liquidity Management; Legal Entity Management; Financial Reporting; Regulatory Compliance & Reporting; Financial...

and trading is preferred. Proven skills in legal risk management. Ability to see past the question and understand the bigger... within the Legal Department and report to the Deputy Head of Lending Group, as a leveraged finance subject matter expert. Role...

and selection of investment opportunities that align with the portfolio’s strategic asset allocation. As a member of the Trading... to develop recommendations and execute on security selection decisions. The Trading team has high visibility across Genworth...

law firm and/or in-house legal department; you should have a J.D. and be a current member in good standing..., to join our growing legal team and to provide clear and practical advice to our finance, accounting, treasury, tax, people, and corporate...

To conduct risk-based examinations of FINRA member firms and registered representatives. Essential Job Functions..., business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company...

- and long-term disability, long-term care, business travel accident, disability and legal. FINRA offers immediate participation... leave, voting and election official leave for federal, state or local primary and general elections, care of a family member...

, safeguarding of client information, trading in securities, anti-money laundering, privacy and disclosure of outside business... (as appropriate), Policies and Procedures, legal and ethical requirements, process requirements and established risk guidelines...

and selection of investment opportunities that align with the portfolio’s strategic asset allocation. As a member of the Trading... to develop recommendations and execute on security selection decisions. The Trading team has high visibility across Genworth...

Supervision’s operational, policy and regulatory activities, as well as Member Supervision and Trading & Execution groups..., policy and regulatory activities, as well as Member Supervision and Trading & Execution groups structure and operations...

agreements, scope of work associated with master service agreements, health services contracts, trading partner agreements... Security related contractual issues, including, contract interpretation and enforcement, legal and regulatory compliance...

tasks related to member firm/investor education that may include, but is not limited to assisting in the development... that may include, but is not limited to: (1) reviews conducted in collaboration with Member Supervision examination staff (2...

tasks related to member firm/investor education that may include, but is not limited to assisting in the development... that may include, but is not limited to: (1) reviews conducted in collaboration with Member Supervision examination staff (2...

Supervision’s operational, policy and regulatory activities, as well as Member Supervision and Trading & Execution groups..., policy and regulatory activities, as well as Member Supervision and Trading & Execution groups structure and operations...

will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team... business’ Loan Trading area in the Middle Office. Support the primary and secondary loan trading process pertinent to funding...

tomorrow. As a member of #TeamAAM, you'll get to make a difference on day one. You'll have the opportunity to grow, embrace challenges... work environment by establishing and enforcing standards and procedures; complying with legal regulations. Provide...