MARKETS STREET TRADING COMPLIANCE jobs in MIDDLESEX, United Kingdom

Client Local Authority in Croydon Job Title Markets & Street Trading Compliance Officer Pay Rate PAYE...'s statutory obligations with regard to street trading legislation at Markets (both established and 'Pop Up'), on commercial...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Specialist Location: London Title... for Electronic Trading. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the...

Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily... regulatory needs. What you will be Responsible for As a Global Markets Compliance Officer, Vice President...

Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance... Support Analyst Duration - 6 months with very likely extension Rate - £200 p/d (inside IR35) Location - Liverpool Street...

development Supportive and collaborative team environment 🔍 Responsibilities: Ensure compliance with street trading... Local Authorities Acts and relevant licencing legislation Experience in street trading compliance and enforcement...

and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...

Job Description: Job Title: Global Markets Risk Manager Corporate Title: Up to VP Location: London Company... magnificent St. Paul’s Cathedral on bustling King Edward Street. Here you’ll find modern workspaces and a state-of-the-art...

, and interfacing with the trading desk and other risk and support groups (i.e., Compliance, Finance, Operations). Responsibilities...Job Description: Job Title: Global Markets Risk Manager Corporate Title: Up to VP Location: London Company...

or insider trading. Collaborate with other departments, including legal and compliance, to ensure adherence to regulatory... that this role is onsite and would require 5 days per week in our London office near Liverpool Street. *** Responsibilities...

. *** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool Street. *** ROLE... AND RESPONSIBILITIES Initial review of Market Abuse Regulation (MAR) alerts generated by internal suspicious trading activity reports...

) will be with State Street business SMEs, internal PCC IT dependencies, and State Street FLOD/SLOD and Compliance. This will require... servicing, investment management and investment research and trading. State Street operates in 29 countries and more than 100...

Who we are looking for Currenex – part of State Street Digitals’ suite of electronic trading solutions known.... Why this role is important to us The team you will be joining is a part of State Street Global Markets (SSGM). When owners...

to institutional investors including investment servicing, investment management and investment research and trading. State Street.... Critical interfaces (typically at Steering Committee-level) will be with State Street business SMEs, internal Private Markets...

must have excellent verbal, written and presentation skills, and understand global portfolio management, trading and compliance...Who we are looking for Alpha Services is looking for an experienced end user testing lead to join State Street...

lens on one of the key areas of Investment Management, Compliance or Global Markets. To be successful in this role... you will be responsible for working on audit projects mostly covering State Street’s UK, Ireland and International business with a particular...

! Undertake cleaning and housekeeping duties. Ensure compliance with all company procedures. Take responsibility for personal... but not essential. Knowledge and understanding of High Street fashion. This contracted hours stated above are a guaranteed weekly...

to (investment pipeline, capital activity, currency balances, unsettled trading activity, etc.). Debt Facilities: Operate debt... borrowing capacity and optimal debt usage for upcoming investments. Ensure debt covenant compliance and forecast challenges...