MARKETS STREET TRADING COMPLIANCE jobs in GREATER LONDON, United Kingdom

Client Local Authority in Croydon Job Title Markets & Street Trading Compliance Officer Pay Rate PAYE...'s statutory obligations with regard to street trading legislation at Markets (both established and 'Pop Up'), on commercial...

Adecco

Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily... regulatory needs. What you will be Responsible for As a Global Markets Compliance Officer, Vice President...

State Street

Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance... Support Analyst Duration - 6 months with very likely extension Rate - £200 p/d (inside IR35) Location - Liverpool Street...

GCS Recruitment Specialists

development Supportive and collaborative team environment 🔍 Responsibilities: Ensure compliance with street trading... Local Authorities Acts and relevant licencing legislation Experience in street trading compliance and enforcement...

Adecco

and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...

Bank of America

, and interfacing with the trading desk and other risk and support groups (i.e., Compliance, Finance, Operations). Responsibilities...Job Description: Job Title: Global Markets Risk Manager Corporate Title: Up to VP Location: London Company...

Bank of America

Job Description: Job Title: Global Markets Risk Manager Corporate Title: Up to VP Location: London Company... magnificent St. Paul’s Cathedral on bustling King Edward Street. Here you’ll find modern workspaces and a state-of-the-art...

Bank of America

or insider trading. Collaborate with other departments, including legal and compliance, to ensure adherence to regulatory... that this role is onsite and would require 5 days per week in our London office near Liverpool Street. *** Responsibilities...

CMC Markets

) will be with State Street business SMEs, internal PCC IT dependencies, and State Street FLOD/SLOD and Compliance. This will require... servicing, investment management and investment research and trading. State Street operates in 29 countries and more than 100...

State Street

Who we are looking for Currenex – part of State Street Digitals’ suite of electronic trading solutions known.... Why this role is important to us The team you will be joining is a part of State Street Global Markets (SSGM). When owners...

State Street

to institutional investors including investment servicing, investment management and investment research and trading. State Street.... Critical interfaces (typically at Steering Committee-level) will be with State Street business SMEs, internal Private Markets...

State Street

must have excellent verbal, written and presentation skills, and understand global portfolio management, trading and compliance...Who we are looking for Alpha Services is looking for an experienced end user testing lead to join State Street...

State Street

! Undertake cleaning and housekeeping duties. Ensure compliance with all company procedures. Take responsibility for personal... but not essential. Knowledge and understanding of High Street fashion. This contracted hours stated above are a guaranteed weekly...

Yours Clothing

to (investment pipeline, capital activity, currency balances, unsettled trading activity, etc.). Debt Facilities: Operate debt... borrowing capacity and optimal debt usage for upcoming investments. Ensure debt covenant compliance and forecast challenges...

Hayfin Capital Management

This leader in wealth management is looking to appoint an experienced derivatives lawyer to its EMEA Trading... and legal advisers; Law firm associates and partners; Contract/locum lawyers; Paralegals; Company secretaries and Compliance...

Taylor Root

Leading global trading platform seeking a senior employment lawyer to join their global in-house legal team in London..., leases, trading and vendor agreements. Prior experience is not a pre-requisite, rather the willingness to branch out...

Taylor Root

is based just a stone’s throw from the magnificent St. Paul’s Cathedral on bustling King Edward Street. Here you’ll find modern... of names; maintaining timely and accurate monitoring (risk ratings, financial reports, compliance certificates, forecasts...

Bank of America