LINE OF BUSINESS RISK jobs in DALLAS TX, United Kingdom

management and controls, and financial performance of the broker/dealer and advisory services business line... business lines, including retail brokerage and registered investment advisory activities. Collaborate with other risk...

performance of the broker/dealer and advisory services business line. You will also be responsible for assessing markets... best possible solutions for our partners. Location: #LI-Hybrid About the Role: We are looking for a Broker/Dealer Risk Specialist...

and drive business relevant implementation of Second Line of Defense (2LOD) risk management frameworks, policies, taxonomies...BRCO Control Testing Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business...

and drive business relevant implementation of Second Line of Defense (2LOD) risk management frameworks, policies, taxonomies...BRCO Risk Partner Lead The Business Risk and Control Officers (BRCO) play a pivotal role in guiding the business...

Line of Defense Risk Management function that provides review, analysis, and management of the financial and non-financial... to be part of our team in Dallas. This role focuses on operational risk, business process transformation and issues management...

that the firm's business plans are within its market risk appetite and engages directly with businesses on the review...) and interaction with 1st line risk takers Evaluate and challenge risk taking behavior and influence outcomes through portfolio...

growing RPW business while mitigating risk. This position will be in support of RIAs owned by Hub International in the areas... successful candidate’s skills, experience, and work location, as well as the specific position’s business line, scope, and level. HUB...

Demonstrated experience analyzing business data Knowledge of regulatory rules and guidance in market and liquidity risk... independent oversight framework for Synchrony Treasury’s market & liquidity risk management practices to ensure compliance...

fact-based effective challenge to the first line in a clear, concise and risk-based approach Solid ability to use data...: Are you looking to apply your extensive knowledge of Operational Risk to the mortgage servicing industry? We are looking for a seasoned Risk Manager...

: Develop an effective Issue Management Program across GCDI that is in line with the firmwide risk enterprise management...Job Description: Global Cyber Defense & Intelligence - Risk Issue Manager - VP Led by the Chief Information...

profiles. Primary Responsibilities: Oversee operational risk framework within the second line of defense working closely... or emerging risks. Review and evaluate new business initiatives and firm acquisitions to identify changes to the operational risk...

to join our First line Risk Management team within the Global Banking and Markets (GBM) Division. The Quality Assurance & Monitoring... and functions, and with other business lines where like processes exist/there is exposure to similar risk Partner with the business...

global business, and ability to think outside the box? Analyst and Associates on the Wealth Management Risk Team will gain.... The Wealth Management Risk Team is the 1st Line of Defense Risk Management function that provides review, analysis...

Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able.... YOUR IMPACT As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control...

for this role. Responsibilities Oversee operational risk framework within the second line of defense working closely with the... first line whilst providing robust challenge Facilitate operational risk event management framework and data collection...

. We are looking for a professional to join the second line of defense Market Risk Specialists group as market risk manager in Dallas. The team in Dallas... of risk measures (VaR, greeks, stress tests) and interaction with 1st line risk takers Evaluate risk taking behavior...

and across 2LOD (second line) partners Exposure to product risk and understanding of AML relating to Fintech companies and cross..., financial crimes, compliance, or risk experience gained in a first or second line of defense role Strong program and project...