LEGAL COMPLIANCE REGISTERED FUNDS jobs in CITY OF YORK, United Kingdom

through our world-class capabilities in investment grade private credit. Job Title: Legal & Compliance - Registered Funds... of a marketing and fundraising plan for registered funds. Working with the in-house Legal & Compliance team and external counsel...

. Main Responsibilities Advise on all registered funds related legal matters, including drafting and reviewing all offering, marketing... Hybrid role with 4 days in office in NYC or Greenwich|Reporting to Deputy GC role will focus on registered funds legal...

financial reporting for the BBH registered investment adviser Create policies and procedures for compliance with SEC, CSSF... of relevant asset management fund experience, preferably with both private funds and US registered mutual funds; partner level...

other matters as they arise Exciting opportunity to join Legal and Compliance team of Investment Advisor|Reports directly...Role will report directly to the General Counsel and Chief Compliance Officer and will handle the following: Drafting...

and regulations applicable to Registered Investment Advisers and private funds (e.g., private equity or hedge) offering and related... directly with the Founder/Principal, Chief Compliance Officer, and outside legal counsel to ensure the proper adherence...

experience (public and private). Strong working knowledge of the Investment Company Act of 1940 and registered funds. Working... of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO...

Position Summary This is an in-house compliance position within Carlyle's Global Legal & Compliance department..., legal, and compliance perspective. He or she also may assume broader responsibilities within the Compliance department...

to Arootah clients who seek help with their Compliance programs. This will involve consulting to some of the leading Hedge Funds.../CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products and/or entities...

Job Classification: Corporate - Legal and Compliance At Prudential, we believe talent is key to achieving our vision..., sovereign wealth funds, US and non-US investment advisers and US and non-US registered and unregistered vehicles such as mutual...

– Managed Long Term Care (MLTC), Medicare Advantage (MA), or Select Health. Ensures regulatory compliance, timeliness... Employer-matched retirement saving funds Personal and financial wellness programs Pre-tax flexible spending accounts (FSAs...

& Research for mutual funds, ETFs, collective investment trusts, and other pooled/registered vehicles across all public... and implementation of other product initiatives (working with investment teams, distribution, legal, tax, compliance, fund services...

Capital Management (GCM) serves as the registered investment adviser to five funds focused on green power generation and the...&A, Accounting, HR and Legal. The role will perform a pivotal role for the external reporting function, leading a group...

, legal, compliance and marketing to bring all parties together to create an optimal and efficient product. This role's focus... fund of funds and proprietary feeder funds. Products can range from privately placed offerings to registered public...