LEGAL AND COMPLIANCE LEAD jobs in LONDON, United Kingdom #6

and risk, based on findings of compliance reviews; Lead on the compliance component on the development of new business..., compliance colleagues, members of other internal control functions, and business management; Lead the preparation...

Sustainalytics

should have experience from an appropriate compliance, regulatory, or legal background and deep working knowledge of the FCA rules contained... of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence...

InterQuest Group

will work with business partners, Legal and Compliance colleagues in connection with helping to respond to regulatory requests... of Compliance professionals as well as lead on various Compliance matters and projects Good familiarity with all aspects of Asset...

Goldman Sachs

DESCRIPTION We are looking for an experienced compliance professional to join the Amazon EU S.a.r.l (AEU UK) team... to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager...

Amazon

, including identifying areas of compliance vulnerability and risk, based on findings of compliance reviews Lead on the... management Lead the preparation for, and conduct of, regulatory examinations Draft any compliance reports required by European...

Morningstar

DESCRIPTION We are looking for an experienced compliance professional to join the Amazon Payments UK (APUK) team... to support compliance operations of the firm. Reporting to APUK's Senior Compliance Manager, the Compliance Manager...

Amazon

full compliance with relevant legal and internal rules. In this role, you will provide guidance and oversight to the... compliance team and work closely with senior management to develop and implement an effective legal compliance program. The ideal...

One Money Mail Ltd

. The Privacy Compliance Manager will take the lead role in ensuring compliance to Division's data privacy policies...Job Description: About the Role: Grade Level (for internal use): 11 The Role: Privacy Compliance Manager - S&P...

S&P Global

Compliance lead on CASS and Prime Services related enquiries. Liaise with business groups to gather the relevant information... with Compliance, Risk (first and second line risk) and Legal colleagues and other support function staff across the MPSL globally...

Marex

We are working with a high performing business who are looking for a lead compliance officer for the London office.... This person will have a background in private markets and no less than 8 years experience in the compliance funds market...

Eames Consulting

market's business. The successful candidate will lead a team of Compliance professionals providing first class regulatory... will work alongside the business leadership team and within the broader Legal and Compliance division, reporting to the Head...

London Stock Exchange Group

Job Description: We are looking for a significantly experienced Risk and Compliance Professional, who... has also had exposure with ESG and CSR, to join a privately owned IT Services Company as a Head of Risk and Compliance. Paying £80-100k...

Robert Half

, etc and complete (where relevant) Business Change Approval Ctte ('BCAC') compliance assessments. Working with Legal, Compliance... to control and regulatory incidents, Internal audits and reviews within the Business. Act as the Compliance lead on listed...

Marex

, etc and complete (where relevant) Business Change Approval Ctte (‘BCAC') compliance assessments. Working with Legal, Compliance... to control and regulatory incidents, Internal audits and reviews within the Business. Act as the Compliance lead on listed...

Marex

looking for an experienced Head of Compliance to lead our insurance-focused Compliance team, reporting directly to the CRO for DUAL UK.... This is a new role, arising from the recent growth within the DUAL Risk & Compliance team, reflecting the continued growth of DUAL...

Howden Group Holdings

/market requirements, creating an environment where we effectively manage all regulatory, compliance and legal requirements... on market strategy when hiring in new countries - partner with Workplace, Leadership, and Legal teams on HR compliance nuances...

Stripe

This is a superb opportunity for a well-rounded professional to join our Fintech company and lead operations, risk and compliance... of bad debts and enforcement of security, should the need arise – this is already above in the first section. Ensure compliance...

Satago