INVESTMENT BANKING COMPLIANCE ASSOCIATE jobs in LONDON, United Kingdom

. Responsibilities Provide day-to-day line Compliance coverage for Global Banking & Markets - Public's Electronic Trading Compliance... team Review, assess and mitigate all forms of Compliance risk associated with electronic trading across all Global Banking...

interpretation, analysis of investment guideline restrictions and coding them in compliance monitoring applications. The candidate... by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines...

objectives Train and develop Global Investment Research team members on overall editorial/compliance procedures, templates, GS... and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment...

- and across the globe - including Realty Management Division, Merchant Banking Division, Legal, Compliance, Tax, Operations.... Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New...

and investment banking, and capital markets. At Scotiabank, we value the unique skills and experiences each individual brings... business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies...

and investment banking, and capital markets. At Scotiabank, we value the unique skills and experiences each individual brings... business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies...

and banking, consumer finance, payments, and e-money regulation, general and long-term (investment) insurance distribution, retail... wealth and investments, pensions, fund management and investment advice. Our team includes regulatory compliance specialists...

Associate (Banking) | Up to 65,000 + Bonus & Shares | Hybrid | Central London IN2 Consult are working with a client...: Minimum of 3 years' experience in either Banking or Investment Banking Knowledge and Skills: Strong understanding...

investment banking, securities and investment management services to a substantial and diversified client base that includes... banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world...

’s business strategy and risk appetite. As an Associate Real Estate - Corporate Banking, you will be responsible to participate in...Corporate Banking is a client facing department, responsible for marketing, onboarding and ongoing management of the...

communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management... global environment. The Role Transaction Banking: Transaction Banking, a business unit within Platform Solutions, aims...

THE COMPANY: Our client is a multinational investment banking and stockbroking firm.... They are looking for a Compliance Associate to join their London-based team. THE RESPONSIBILITIES: Monitoring the firm's client base to ensure...

compliance, risk management, or a related field, within the private equity, investment banking or alternative asset management...-term value for investors, portfolio companies, and communities. They are looking to hire a Senior Compliance Associate...

communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management...MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

MORE ABOUT THIS JOB: This is an associate level role within the Global Markets Compliance Team, based on the trading... and Commodities business units. WHO WE ARE The Goldman Sachs Group, Inc. is a leading global investment banking, securities...

knowledge an advantage, but not required Experience of performing a Compliance advisory role in a global investment bank... our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking...

of confidential information between the Firm's private/advisory side businesses (e.g., Investment Banking, and Merchant Banking... Investment Research). Additionally, the Control Room is tasked with staying close to banking transactions to ensure...