. Support the regulatory audits and internal audit reviews, including organizing the audits and reviews, track and follow... Compliance Officer, SLIMTC and support the Compliance Officer, SLIMTC in the delivery of the Compliance Program that meet the...
Officer with a matrix line to the Group Chief Compliance Officer. Supervises and mentors the Compliance personnel to ensure... with internal and external requirements. Promote and sustain an effective compliance culture. Report to FWD PH senior management...
with both internal and external audit by providing requested supporting and answering queries raised III. Additional Responsibilities... of aged open items Ensuring high accuracy in the reconciliation process Should be able to assist the Reporting Officer...
opportunities are advertised thru external and internal platforms to widen reach of the initiatives Creates pulse checking... all inquiries from job portals as well as internal inquiries from employees Participates in nationwide off-site/ on-site recruitment...
is done systematically and regularly. Prepare weekly collection report for cash flow analysis. Others Provide audit request samples (internal... with clients for collection schedules and reconciliation of invoices for payment. Coordinate with the Tax Officer and ensure...
to ensure a passing audit rate, and escalate issues timely to the FTD Officer/Head. What we're looking for Bachelor... for completeness and accuracy. Prepare the working file, endorse it to the FTD Officer for review and authorization, and process fund...
EastWest Bankas well as the applicable local regulatory requirements. Work closely with the local Legal & Governance team and the Internal Audit... in Investment Compliance. Experience in internal audit / risk management would be an added advantage. 15 years...
AIA