Lamb is the leading insurance broker for social service organizations dedicated exclusively to non-profits and social..., and gathering the information necessary to properly quote and sell insurance coverage that your prospects need to effectively manage...
Lamb Insurance Services, specialized experience in advising investment advisers and/or broker-dealers on regulatory obligations - 1940 Act experience... relevant to investment advisers and broker-dealers including, conflicts of interest, the Marketing Rule, and communications...
Michael Pageand/or broker-dealers on regulatory obligations - 1940 Act experience, Securities Act of 1933, Securities Exchange Act of 1934... and FINRA regulations. Knowledge/ expertise in the rules and regulations relevant to investment advisers and broker-dealers...
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