INFORMATION COMPLIANCE OFFICER jobs in NEW YORK CITY NY, United Kingdom #3

Deputy Chief Compliance Officer. Job Duties Serving as a subject matter expert to support compliance with applicable... and ever-changing face of the world. Job Description Role Purpose The role of Counsel/Senior Counsel, Export Compliance...

Deputy Chief Compliance Officer. Job Duties Serving as a subject matter expert to support compliance with applicable... and ever-changing face of the world. Job Description Role Purpose The role of Counsel/Senior Counsel, Export Compliance...

Deputy Chief Compliance Officer. Job Duties Serving as a subject matter expert to support compliance with applicable... and ever-changing face of the world. Job Description Role Purpose The role of Counsel/Senior Counsel, Export Compliance...

and operational support to the Global Chief Compliance Officer. The Compliance Department is comprised of 45 employees globally... on You To: The role will primarily involve managing the office of the Global Chief Compliance Officer, including travel, calendar...

You are an experienced (at least 2 years + within the field) AML investigator / compliance officer with a solid understanding of AML/CFT laws... is looking for an experienced AML professional that understands the importance of AML/CFT Compliance and is ready to strengthen the Compliance team...

we serve thereby righting societal imbalances. As a Compliance Specialist, you will be joining a dynamic department... compliance strategies, provide technical support to program staff (including trainings), and conduct targeted reviews, internal...

Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program... Head of Compliance Executive to lead our distributed, global compliance team. Our department prevents, detects...

Compliance Officer of LSI in maintaining and implementing the day-to-day compliance program of the broker-dealer. The LSI... Compliance team is part of LBCM-North America (“LBCM-NA”) Branch’s Compliance Department and receives some key services from LBCM...

managing information barriers Coordinate with the broader Federation Compliance team on initiatives and projects...: At least 3 years of experience as a compliance officer or in a risk management or control function role Knowledge of operational...

, and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

experience, experience as a compliance officer or in a risk related role focused on technology risk is preferable Bachelor...Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

Swap Dealer Compliance, Vice President Who we are looking for Swap Dealer Compliance seeks a Compliance Officer... development of relevant compliance program elements including policies and procedures, training, risk assessments, issues...

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate... motivated and a team player Reporting Relationships Global Chief Compliance Officer Compensation The anticipated base...

and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised..., but are not limited to: Actively engage with the Chief Regulatory Officer to assist in directing the Compliance function throughout the...

others then we are excited to discuss career opportunities with you. Job Description The Manager of Financial Reporting & Compliance..., including but not limited to, the Director of Financial Reporting & Compliance, the V.P. of Accounting, the Chief Financial...

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate... & Compliance Department oversees and leads Ares’ global Legal, Regulatory and Compliance functions and programs. Under the...

(i.e., Compliance Administrative Officer and Chief Compliance Officer). Role Objectives Assist with the management and oversight... of benefits to its employees. Role Description SMBC would like to hire a Senior Compliance Program Manager who...