INFORMATION COMPLIANCE OFFICER jobs in NEW YORK CITY NY, United Kingdom #2

Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC Compliance Officer / Advisory... offer for all its clients. For more information, please visit www.ca-cib.com Twitter: https://twitter.com/ca_cib LinkedIn: https://www...

Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC Compliance Officer / Advisory... offer for all its clients. For more information, please visit www.ca-cib.com Twitter: https://twitter.com/ca_cib LinkedIn: https://www...

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location... Senior Compliance Officer - Institutional Sales Coverage position sits in DWS Business Line Compliance (“DWS” Compliance...

Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer... Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring compliance with all relevant...

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates... policies and procedures Provide regulatory/compliance training; assist the Business in implementing and documenting various...

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets..., problems, or proposals) related to confidential information and information barriers, Regulation M, communications with the...

? We are looking for someone for the following: The compliance officer will be responsible for primary coverage of the Global Equities Derivatives Trading... compliance, legal, risk, and IT to provide effective challenge, guidance, and advice. Provide subject-matter expertise on rules...

Compliance and business controls, and the execution of Compliance controls. Primary Responsibilities Maintain the information... and the management of conflicts of interest, MNPI and the proper functioning of information barriers. It is part of the Global...

a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director..., you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices division...

Business Divisions Group Functions Your role Are you a Compliance Professional who likes taking on responsibility...? We are looking for someone like this to: Liaise with senior management in the equities derivatives business and functional leaders in compliance, legal, risk...

standards. The CCPO leads the design, development, implementation, and maintenance of the enterprise-wide compliance, risk... Compliance As a member of the executive team the CCPO informs, educates, and champions the principles of the ICL's Corporate...

with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing... across various product areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk...

teams, and Operations team on all security-related matters. Reporting to the Chief Information Security Officer (CISO...Your role: Global Relay is seeking a Director, Information Security to act as the organization's trusted security...

: 8-5 Working Location: 151 W 42nd street New York [Hybrid] Role Mandate: The Compliance Officer assists Compliance...Job Description: Position Title: Compliance Analyst Line of Business: Capital Markets - Equities Est. Start...

and objectives with compliance strategy and risk appetite. Representing Chief Compliance Officer in significant strategic...Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent...

and risk appetite. Representing Chief Compliance Officer in significant strategic initiatives as requested. Building...Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk...

a compliance role within Compliance Officer, or regulatory affairs, internal audit, or legal departments, or operations...Job Description: About the Role: Grade Level (for internal use): 13 About the Role: Compliance Director - S&P...