HEAD OF SECURITIES OPERATIONS jobs in NEW YORK CITY NY, United Kingdom

to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and accurate... processing of all securities transactions and the corresponding movement of funds. We are looking for an experienced Operations...

and extend liquidity in markets around the world. Job Description The Securities Services Operations Finance Management team... successful candidate will work closely with the Head of Custody Operations and their leadership team, also with Custody business F&BM team...

Head of Private Side Compliance Advisory for SMBC Nikko Securities Inc. Role Objectives Responsible for providing...: A solid foundation in US securities laws and regulations and broker dealer operations. Ability to communicate this knowledge...

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...

High Profile International Bank in Manhattan (hybrid onsite 3 days per week) seeks Bank Money Market Operations...-knit operations team supporting all back office related work for a well-run, high volume Funding Desk. Amazing work...

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...

to the Global Head of Customer Success, you will also be a passionate leader and a able to implement process, policies... Group is a global leader in financial information services with operations in more than 30 countries. Wholly owned by the...

Head of Capital Markets, and support the growth of Figure Lending and its capital markets strategy. This individual..., warehouse facility negotiations and operations, new Business Development, etc. The Director will be partnering...

operations provides a gateway between the UK and North America for financial institutions and large corporate clients, offering... our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining and developing the best talent in...

Readiness focusing on Third-Party Resilience for the Combined U.S. Operations (CUSO) in accordance with US Regulations, Head... a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...

collaborations with global audit teams such as COEs, Global Wholesale Operations, regional audit teams including Capital Markets..., Compliance, Risk Management, Operations, and business functions both regionally and globally to develop a stronger strategy...

collaborations with global audit teams such as COEs, Global Wholesale Operations, regional audit teams including Capital Markets..., Compliance, Risk Management, Operations, and business functions both regionally and globally to develop a stronger strategy...

Support functional area as the Client Invoicing Team Lead. Reporting to the Head of Client Service Support (“Head of CSS... that are operational compliant and appropriately risk controlled. Manage the execution of day-to-day operations and meet targets for team...

management. You are adept at continuously reviewing current operations and identifying areas that can be enhanced for efficiency... various financial statements and reports. Respond to requests and inquiries from other departments/units, Head Office...

. We are currently seeking an experienced new business and relationship candidate to work closely with the Business Head to grow... development of the both the leveraged loan and CLO rating businesses. Reporting to the US head of Structured Credit (New York...

and securities industry operations. Financial markets and products. Canadian Capital Markets. Canadian Equity Research. Skill... of securities. Regular contact with internal and external customers is required to obtain, clarify, or provide facts or information...