HEAD OF SECURITIES OPERATIONS jobs in CITY OF YORK, United Kingdom #2

collaborations with global audit teams such as COEs, Global Wholesale Operations, regional audit teams including Capital Markets..., Compliance, Risk Management, Operations, and business functions both regionally and globally to develop a stronger strategy...

Scotiabank

collaborations with global audit teams such as COEs, Global Wholesale Operations, regional audit teams including Capital Markets..., Compliance, Risk Management, Operations, and business functions both regionally and globally to develop a stronger strategy...

Scotiabank

Support functional area as the Client Invoicing Team Lead. Reporting to the Head of Client Service Support (“Head of CSS... that are operational compliant and appropriately risk controlled. Manage the execution of day-to-day operations and meet targets for team...

Guggenheim Partners

The Head of Credit Trading will have the exciting responsibility of executing and managing high-yield and distressed..., strengthening Odeon’s presence. Execute and manage trades involving high-yield and distressed credit securities. Lead...

Odeon Capital Group

management. You are adept at continuously reviewing current operations and identifying areas that can be enhanced for efficiency... various financial statements and reports. Respond to requests and inquiries from other departments/units, Head Office...

Mizuho Bank

. We are currently seeking an experienced new business and relationship candidate to work closely with the Business Head to grow... development of the both the leveraged loan and CLO rating businesses. Reporting to the US head of Structured Credit (New York...

Fitch Group

and securities industry operations. Financial markets and products. Canadian Capital Markets. Canadian Equity Research. Skill... of securities. Regular contact with internal and external customers is required to obtain, clarify, or provide facts or information...

Raymond James

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...

Sumitomo Mitsui Banking Corporation

-Dealer/Swap Dealer Reporting to the Head of US Compliance Examination Program, the Compliance Examination Manager... facing broker-dealers Working knowledge of swap dealer operations and governing Dodd-Frank/CFTC requirements Former role...

CIBC

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...

Sumitomo Mitsui Banking Corporation

pertaining to trading, operations, corporate lending · Understanding of the risks generated by banking / securities activities... presentation, final audit report, etc.) - Keep the Lead Auditor in charge of the assignment/ Local Head of Audit informed of the...

Crédit Agricole

pertaining to trading, operations, corporate lending · Understanding of the risks generated by banking / securities activities... presentation, final audit report, etc.) - Keep the Lead Auditor in charge of the assignment/ Local Head of Audit informed of the...

Crédit Agricole

payments, markets and securities services. The CIB Applied Artificial Intelligence (AI)/Machine Learning (ML) organization... is at the center of data-driven business transformation for the CIB Operations organizations. We employ state-of-the-art...

JPMorgan Chase

, etc.) - Keep the Lead Auditor in charge of the assignment/ Local Head of Audit informed of the progress on the audit work assigned... function in banking organization Preferred: In-depth knowledge of bank operations and products Required skills...

Crédit Agricole CIB