HEAD OF SEC REPORTING jobs in CITY OF YORK, United Kingdom

of what is possible. We are looking for a Head of SEC Reporting Compensation $210,000 - $235,000 salary, employee equity plan grant & world class benefits..., with public company experience a must, including significant experience with SEC reporting Experience with financial reporting...

of what is possible. We are looking for a Head of SEC Reporting Compensation $210,000 - $235,000 salary, employee equity plan grant & world class benefits..., with public company experience a must, including significant experience with SEC reporting Experience with financial reporting...

to exchanges and technology-powered services. For more information visit Purpose of Role: The Global Head of Sanctions is the...) and for annual reporting requirements to government entities. Oversee and maintain the World Check database. Develop and maintain...

to exchanges and technology-powered services. For more information visit Purpose of Role: The Global Head of Sanctions is the...) and for annual reporting requirements to government entities. Oversee and maintain the World Check database. Develop and maintain...

. Ares is seeking a versatile Compliance professional to serve as its Head of Marketing and Distribution Compliance. The... and documents) to third parties, including investors. The Head of Marketing and Distribution will also supervise the Firm’s two...

, we are an SEC registered Broker dealer that provides financial products and services to global institutional clients, focusing... staff responsible for middle office, settlement and reporting for the Nikko Treasury business. The team will be split...

. Reporting directly to the Head of Originations and Structuring, Infrastructure Debt, this role will be instrumental in driving... and institutionalizing a deep understanding of Sponsor and market activity by monitoring and reporting material fund raising, M...

securities trading, periodic attestations and certifications and related staff regulatory reporting obligations. Administer... of Interest management, gifts and entertainment reporting, outside business activities and political contribution activities...

securities trading, periodic attestations and certifications and related staff regulatory reporting obligations. Administer... of Interest management, gifts and entertainment reporting, outside business activities and political contribution activities...

, helping to lead our efforts to meet the unique needs of each student in our school community. Reporting to the Head of the... School, the Learning Specialist-Special Education Coordinator (LS-SEC) supports coordinating Individualized Instructional...

, helping to lead our efforts to meet the unique needs of each student in our school community. Reporting to the Head of the... School, the Learning Specialist-Special Education Coordinator (LS-SEC) supports coordinating Individualized Instructional...

recommendations, and preparing written audit reports to address issues. Track audit reporting and issue resolution to ensure... across the organization. Partner with the Head of Audit to design and deliver risk and control(s) training and risk tabletop...

. Responsibilities: Reporting to the Head of Investor Relations and working with other members of the IR Team, this team member... and transaction releases Assists the Finance and Legal teams in writing and/or editing parts of financial filings including SEC...

-Dealer/Swap Dealer Reporting to the Head of US Compliance Examination Program, the Compliance Examination Manager... laws and regulations Solid understanding of FINRA, SEC and NYSE rules and regulations and the inherent compliance issues...

: Management and Reporting The successful candidate reports directly to IGL Head of audit for Group Central Functions, Savings... status and effectiveness of corrective actions. - Support the Americas' Head of Audit to manage the relationship...

follow-up per IGL methodology, assessing the status and effectiveness of corrective actions. - Support the Americas' Head... years and more Experience Job Summary Continued: Management and Reporting The successful candidate reports directly...

: Management and Reporting The successful candidate reports directly to IGL Head of audit for Group Central Functions, Savings... status and effectiveness of corrective actions. - Support the Americas' Head of Audit to manage the relationship...