HEAD OF REGULATORY US jobs in NEW YORK, United Kingdom

-growing team as Head of Regulatory (US). You will be working on ground-breaking, novel regulatory matters in the crypto space... development, and helping shape the regulatory environment in the US. You will have responsibility for regulatory matters...

of benefits to its employees. Role Description The Head of Risk Assessment, Monitoring and Testing, and Regulatory Change... Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role...

Provide detailed monthly reports Working Relationships/Key Stakeholders: SAC Regulatory Team Head Quarters Regulatory...Job Summary: The Specialist Regulatory Affairs is responsible for ensuring that the assigned Brand products meet...

Provide detailed monthly reports Working Relationships/Key Stakeholders: SAC Regulatory Team Head Quarters Regulatory...Job Summary: The Specialist Regulatory Affairs is responsible for ensuring that the assigned Brand products meet...

lines, products and services. This consultant will also prepare monthly reports, assist the head of the department... to support any risks regarding their individual business lines, products and services. Prepare monthly reports, assist the head...

Summary: The Conflicts Management Group (“CMG”) in the Americas is responsible for the regulatory advisory function... CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The...

Job description Business type Types of Jobs - Compliance / Financial Security Job title Investment Banking and Regulatory Compliance... the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, MNPI and the...

Job description Business type Types of Jobs - Compliance / Financial Security Job title Investment Banking and Regulatory Compliance... the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, MNPI and the...

The Rules, Regulations and QC Director will support the Head of RRP Regulatory Submissions in coordinating the... maintenance of enhancements to the capability inventory in alignment with latest regulatory requirements and guidance for Citi...

to other regulatory matters as well. This is a full-time role that can be remote and will report to the Head of North America Regulatory... the most important work of your career. About the team The North America Regulatory Legal team is a team of legal...

The Director of Regulatory Affairs is a department head who oversees regulatory strategy, operations, and intelligence.... They are responsible for developing and implementing regulatory plans throughout the entire product lifecycle. The RA Director has a deep...

, as well as with various groups across the US entities, Head Office and Group. Responsibilities CUSO ERM Framework · Support the Head... with existing risk processes such Emerging Risk, Regulatory Watch. · Lead CUSO policy documents governance, and coordinate...

Job description Business type Types of Jobs - Risk Management / Control Job title Enterprise Risk Management and Regulatory Watch-Change.... Job Summary CUSO EWRM interacts closely with all areas of Risk, as well as with various groups across the US entities, Head...

Job description Business type Types of Jobs - Risk Management / Control Job title Enterprise Risk Management and Regulatory Watch-Change.... Job Summary CUSO EWRM interacts closely with all areas of Risk, as well as with various groups across the US entities, Head...

within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head... Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance...

, and develop and enhance CM policy related documents. The role will report to CM's Head of Regulatory and Control... Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory...

Job Description: Managing Director, Head of Internal Audit Quality Assurance At BNY, our culture empowers... seeking a future team member for the role of Head of Internal Audit Quality Assurance to join our Internal Audit team...