HEAD OF FINANCIAL COMPLIANCE jobs in LONDON, United Kingdom #15

financial audits in conjunction with the quality, academic and finance team. Working with the Head of Operations & Admissions... International Director, Sales & Operations and the Academic Director, they will also work closely with the Head of Operations...

, evaluating clients and transactions for compliance with ESG policies and standards Experience in working for a financial... financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver...

Participation is completed in accordance with Head Office Rules, Regulations, Contracts/Agency Agreements and Compliance policy...Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group...

EMEA Head of Electronic Execution Sales and Coverage, you will join the team managing Citi’s Global Electronic Execution... consideration for the firm's reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable...

range of global commercial, legal and compliance issues. Reporting to the Global Head of Legal. Assimilate with ITRS business... but close and friendly environment. You will have: 2-4 years' PQE, in Compliance, Corporate, Regulatory or Financial Services but open...

Management Services team, reporting directly to the Head of Investment Administration. This role is essential in developing... maintain minutes, action logs and updates to the business. Management Information (MI) Analysis: Aid the Head of Investment...

of product features, processes, and updates. Compliance & Security: Ensure data products comply with industry standards... for Head Office and Retail Staff across the UK and Europe – hosting a MEGA brand village, guest speakers from the world...

: Maintain comprehensive documentation of product features, processes, and updates. Compliance & Security: Ensure data products... like no other! Our Frasers Festival is our celebration for Head Office and Retail Staff across the UK and Europe - hosting...

Financial Control activities for a real estate services / facilities management Global Occupier Account. Services include the... operations and maintenance of office facilities within strict compliance with KPI’s stated within the Management Agreement...

by its customers. We’re helping people take control of their financial future and achieve their goals, whilst making a positive impact... and industry best practices. Ensure compliance with relevant laws, regulations, and reporting requirements related to credit risk...

/Head of CDD or Compliance is actioned in a timely manner Consult with the client to obtain pending documentation... or concerns to the Head of CDD in a timely manner Responsible for ensuring that there is compliance with all regulations...

analysis and preparation of monthly and/or quarterly financial memo reviews of existing borrowers to track compliance with loan... reports directly to the UK, Europe and Middle East, Africa CLM Head and will be based in London. creates and helps...

to implement the Online Community Strategy coordinating with our Head of Community to ensure its effectiveness and continue... to their specific requirements, policies, and communication strategies. You will also lead your team to ensure compliance with existing...

customer service skillset/mindset with the confidence to professionally enforce and ensure the proper financial and compliance... Data Security Standard) 4. Knowledge and good understanding of financial controls, anti-fraud related compliance...

by its customers. We’re helping people take control of their financial future and achieve their goals, whilst making a positive impact... best practices. Ensure compliance with relevant laws, regulations, and reporting requirements related to credit risk management...

of the overall financial management and control of a front office business function, ensuring compliance with corporate...Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group...

-to-reach regions to global financial infrastructure, giving access to the best prices and the fastest, most reliable settlement..., iterative improvements and compliance with security policies. Role Responsibilities: Strategic Planning: Execute strategic...