HEAD OF EQUITIES COMPLIANCE jobs in EUROPE ENGLAND, United Kingdom

with meaningful careers. The role is for the Head of Equities Compliance for the global Digital and Securities Markets (“DSM... will work alongside the business leadership team and within the broader Legal and Compliance division, reporting to the Head...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...

who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management Compliance...Location: London, UK Job title: Compliance Analyst Who we’re looking for We are looking for a Compliance Analyst...

responsible for compliance monitoring tasks within this area. The role reports directly to the Co-Head of Trading and Investment... service. The Pictet Asset Management Compliance Team is organised around three main areas: Distribution, Trading...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... Marex Group including Equities, Rates, FX, Credit, Financial Futures & Options and Listed derivatives by providing clear...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... Marex Group including Equities, Rates, FX, Credit, Financial Futures & Options and Listed derivatives by providing clear...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

role will report to the EMEA Head of E-Trading Risk & Controls and the incumbent will focus on performing Real-Time..., monitor, and report on (in governance) inherent risk and residual risk. This, in turn, informs Markets compliance with risk...

role will report to the EMEA Head of E-Trading Risk (Markets), and the incumbent will focus on leading the Real-Time..., monitor, and report on (in governance) inherent risk and residual risk. This, in turn, informs Markets compliance with risk...

of a Japanese financial institution in London. This is a front desk support role for investments in currencies, bonds, equities..., equities and derivatives. - Support in trade execution and cash flow monitoring - Communicating with counterparties to settle...

Reporting to the Head of Client (WBS) this role will serve as the primary advocate for WBS Clients, taking ownership... by Clients. Manage robust governance frameworks to enable WBS to evidence ongoing compliance with contractual and regulatory...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

, and global markets. Product coverage includes cash equities, single name equity futures, options, ETFs, indices, structured OTC... within the equities product area. Main responsibilities include 2nd line responsibilities of margin models, model risk...

Portfolio Manager – Technology Equity, you will report to Head of Global Thematic Equities, and you will be part of AXA IM Core... regulatory and compliance requirements Qualifications SHARE your unique expertise We welcome different combinations...

Portfolio Manager – Technology Equity, you will report to Head of Global Thematic Equities, and you will be part of AXA IM Core... regulatory and compliance requirements Qualifications SHARE your unique expertise We welcome different combinations...

Equities Derivatives team for their sourcing and funding needs Underlying coverage including European, North American... and platform enhancements Liaise closely with support functions (Compliance/Finance/Risk) on position reporting and analysis...