HEAD OF EQUITIES COMPLIANCE jobs in ENGLAND, United Kingdom

with meaningful careers. The role is for the Head of Equities Compliance for the global Digital and Securities Markets (“DSM... will work alongside the business leadership team and within the broader Legal and Compliance division, reporting to the Head...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...

responsible for compliance monitoring tasks within this area. The role reports directly to the Co-Head of Trading and Investment... service. The Pictet Asset Management Compliance Team is organised around three main areas: Distribution, Trading...

who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management Compliance...Location: London, UK Job title: Compliance Analyst Who we’re looking for We are looking for a Compliance Analyst...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... Marex Group including Equities, Rates, FX, Credit, Financial Futures & Options and Listed derivatives by providing clear...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... Marex Group including Equities, Rates, FX, Credit, Financial Futures & Options and Listed derivatives by providing clear...

Job Description: Job Title: Compliance & Operational Risk Manager (Operations Coverage) Corporate Title: Vice... delicious seasonal menus which have been created with the planet in mind. Make sure to take time for yourself and head up...

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, Head of Client Lifecycle Management, AML Compliance Advisory, Luxembourg Management Company as well as co-ordinate... closely with all key internal stakeholders: Head of Business Risk and Governance, Chief of Staff, Head of Client Experience...

, and global markets. Product coverage includes cash equities, single name equity futures, options, ETFs, indices, structured OTC... within the equities product area. Main responsibilities include 2nd line responsibilities of margin models, model risk...

Portfolio Manager – Technology Equity, you will report to Head of Global Thematic Equities, and you will be part of AXA IM Core... regulatory and compliance requirements Qualifications SHARE your unique expertise We welcome different combinations...

Portfolio Manager – Technology Equity, you will report to Head of Global Thematic Equities, and you will be part of AXA IM Core... regulatory and compliance requirements Qualifications SHARE your unique expertise We welcome different combinations...

Equities Derivatives team for their sourcing and funding needs Underlying coverage including European, North American... and platform enhancements Liaise closely with support functions (Compliance/Finance/Risk) on position reporting and analysis...

Citi is looking for an in-business risk professional who will report into the Global Head of product in-business risk...) within Equities you will be responsible for measuring, monitoring, and controlling risk for Futures, OTC Clearing, and potentially...

(ICM) group. The position covers the Real Money Funds portfolio and will be reporting to the local Head of Funds... including rates, equities, credit and commodities. Skills: Strong analytical skills with good attention to detail...

leadership from the top Reporting into the Head of Content / Communications, this role will provide well needed support.... language, style, relevance, compliance, performance. A core part of this role will be to take existing content and adapt...

preparation of Just Climate Year End accounts for review by Finance Director FP&A: · Monthly Management Reporting to Head... financial reporting and compliance. Ideal Background/ Qualifications & Experience · Qualified chartered accountant with 3...