HEAD OF COMPLIANCE jobs in CITY OF YORK, United Kingdom #2

of creating or constituting such a risk to the Head of Sanctions Compliance Pay Rate: 46.00$/Hour Qualifications: BA/BS...Sanctions/Compliance Analyst Job Number: 24-01844 Help drive change! Eclaro is looking for a Sanctions/Compliance...

. Collaborating with our Head of Legal, the ideal candidate will be instrumental in creating and steering a world-class legal... and compliance practice: Responsible for leading the Company's global employment and Labor strategy. Strategic Thinking: Identify...

directly to the Head of Legal and Compliance, Americas. Responsibilities Ensure compliance with regulatory requirements... of Role We are seeking a Vice President level Chief Compliance Officer attorney to provide support and advice to our Redburn...

Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity...)) on multiple exchanges, trading platforms and venues with an opportunity to gain exposure to a wider range of compliance activities...

lines Support the local oversight of associated 3rd party due diligence Liaise with the Regional Head of Compliance...Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related...

lines Support the local oversight of associated 3rd party due diligence Liaise with the Regional Head of Compliance...Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related...

Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity...)) on multiple exchanges, trading platforms and venues with an opportunity to gain exposure to a wider range of compliance activities...

a diligent and professional Technology Product Manager to join our dynamic Legal & Compliance technology team. You will provide... & Compliance Product Offerings. PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES Provide thought leadership, product expertise...

Job Description The Corporate Tax Compliance Associate/AVP will be responsible for assisting the Director... of Compliance on : Tax Compliance, Provision, Research and Audit. Specific duties include: Prepare Federal, State & Local tax...

skills. This role reports directly to the Head of MUSO Compliance Risk Assessments. Principal Duties and Responsibilities...About the Team Americas Compliance, as a control function within the firm’s second line of defense...

About the Team Americas Compliance, as a control function within the firm’s second line of defense... as well as a business partner, assists the firm in cultivating a strong Culture of Compliance and embedding the highest ethical standards...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...

& Financial Crimes Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance... Compliance Program Advisor About the Role: Responsibilities and Impact: The Impact: The Director, Global Sanctions...

a global Employee Relations and compliance leader to head up a small team and regularly interface at the most senior level...We’re working on an exciting opportunity for a Global Director of Employee Relations, Policy & Compliance to be based...

is effective and aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. Responsibilities... collaborate closely with the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk teams. Interaction...

: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory.... Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key Internal Contacts...

with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Key External... Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC Compliance Officer / Advisory...