GROUP RISK COMPLIANCE REGULATORY jobs in GREATER LONDON, United Kingdom #12

, and risk assessments for new products and services, and work closely with Regulatory Compliance and Legal personnel to obtain... and electronic money business activities; including working closely with the Regulatory Compliance team on local license applications...

and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support... Compliance department, including budgets, hiring and performance management. Key Responsibilities: Risk Management Manage...

regulatory regimes in the UK and join a supportive and friendly Compliance team working in a collaborative environment. The... procedures in accordance with changing regulatory and business needs, Review of the KYC files for new clients in line with group...

as required. You have and bring… Bachelor's degree or equivalent. Prior 3+ years' experience in regulatory compliance, audit or risk function in... challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department...

regulation. Manage and monitor risk to compliance, including escalation through relevant governance forums and development..., and meet new and evolving ESG requirements. The regulatory landscape for corporate ESG is constantly evolving, placing...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management...

. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring... that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function...

and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

About the job Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London... contribution from the outset. This role will provide a great opportunity to support the Head of Group Compliance in managing...

's regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant regulatory body Adhere to the operational risk... of policy to Compliance and/ or your supervisor as required To escalate risk events immediately To provide input to risk...

's regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant regulatory body Adhere to the operational risk... of policy to Compliance and/ or your supervisor as required To escalate risk events immediately To provide input to risk...

Job Description: The job holder will be a member of the UK Compliance, Regulatory, Corporate Governance/Co-Sec team... for both Co Sec and Compliance tasks, including for other entities of the SCOR Group as may be requested from time to time...

. As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring... that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function...

Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring... that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function...

. Delivery of a plan for the monitoring and assessment of ongoing compliance with regulatory requirements across the business... of Compliance with relevant EO senior management and EMB members and group equivalents. Provide compliance management information...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...