GOVERNANCE AND REGULATORY REPORTING jobs in GREATER LONDON, United Kingdom #8

and Governance team, as central point of contact for ICS plan design to ensure appropriate approval processes and guidelines... incentive committees. Participate in discussions at relevant incentive plan governance committees and complete post-approval...

American Express

Authority (“FCA”), covering all regulatory risk overseen by General Compliance notably including Product Governance, PRIIPS... for adherence to compliance policies and procedures and regulatory requirements while assessing the adequacy and effectiveness...

Interactive Brokers

Location: London, England (Hybrid Working) Reporting to: Director GMP QA Job summary We are seeking... an enthusiastic, highly motivated, and team-oriented individual for the newly established position of Specialist QA, reporting to the Director...

Orchard Therapeutics

& Control Deficiencies and Control Governance & Reporting. The role will require the ability to get into the specific detail in..., regulatory, and reputational risks. In support of operational excellence, we play a key role in meeting our client commitments...

JPMorgan Chase

suppliers to maintain service quality Defining maintaining and improving Service Reporting; Service Packs, SLAs and KPIs.... Raising and managing risks where appropriate Ensuring that all Governance and Compliance requirements are adhered...

Legal & General

experience in IFRS17 and Pillar III regulatory reporting and governance in the UK general insurance sector (i.e. QRTs and NSTs... will also partake in regulatory reporting. Experience in Reserving, IFRS17 and regulatory reporting), as would previous exposure...

Zurich

roadmap for ESG reporting Produce ad-hoc, periodic and annual ESG metrics and regulatory disclosures impacting regional... processes Actively monitor application and adherence with local ESG regulatory reporting obligations Keeping abreast...

Goldman Sachs

world’s most sophisticated clients using leading technology and exceptional service. Role/ Department: Reporting to the... of ICAAP and ILAAP reports risk capital computations on regulatory/internally assessed basis assessment of regulatory...

Northern Trust

duty Support the submission and management of regulatory reporting and submissions associated with the relevant regulators... (UCITS) and services (portfolio management) and the provision of cross-border advice; Product governance including consumer...

Northern Trust

regulatory product governance, ensure ongoing compliance, and develop a product strategy. Working as part of the Product team... interpersonal skills. RESPONSIBILITIES Ensure that all Governance and Compliance requirements are adhered to and all reporting...

Close Brothers Group

Reporting to the Professional Practices and Corporate Functions Internal Audit (IA) Director. Responsible for leading... deliverables to key governance committees and senior leadership meetings, ensuring reports are timely, accurate, well-written...

Willis Towers Watson

highest standards of regulatory compliance and safeguard the integrity across our wealth management operations. Our team plays... a critical role in ensuring that our business activities align with regulatory requirements, fostering a culture of compliance...

Brewin Dolphin

will be hands on, and delivery focused. Reporting directly into the Head of Lending Product Management you'll help drive product... Governance activities including the regular in-depth product review process, graduation, or withdrawal of pilot products...

HSBC

governance framework, and delivery of investment reporting. The current Liquid and Illiquid Middle Office teams are merging... salary life assurance, career breaks, income protection, 3x volunteering days and much more! Job Type: Permanent Reporting...

Phoenix Group

the Academy’s priorities, including our organisational change programme, measurement and reporting of impact... and opportunities for new partnerships. Accountability: Taking ownership, ensuring legal and regulatory compliance, navigating...

The Academy of Medical Sciences

, leveraging your prior experience and expertise. Reporting Line You will report directly to the Chief Operating Officer... Requirements Job Responsibilities: Successfully deliver business-critical projects centered around regulatory change...

Zumo Financial Services Limited

GDPR Enterprise Risk Management Finance operations Human Resources Regulatory Reporting Regulation Governance Using..., including developing audit plans, preparing audit committee reporting and enhancing the overall control environment. Technical...

EY