GLOBAL REGULATORY LEAD jobs in JERSEY CITY NJ, United Kingdom

and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory... Change Management Lead in the Compliance, Conduct and Operational Risk (CCOR) team, you will effectively partner with the...

. As a Regulatory Change Management Lead in the Compliance, Conduct and Operational Risk (CCOR) team, you will effectively partner... with the Line of Business (LOB) and global/regional Compliance teams including Internal Audit, Operational Risk...

controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various... and regulatory compliance Required qualifications, capabilities, and skills 5+ years of experience or equivalent expertise in...

controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various... and regulatory compliance Required qualifications, capabilities, and skills 5+ years of experience or equivalent expertise in...

-critical systems. As the Global Lead Site Reliability Engineer for Account Reference Data, you will solve complex and broad... and regulatory compliance. The cloud-based Account platform is comprised of 81 micro services, supports over 13 million accounts...

, Legal Department, Global Government Relations and Office of Regulatory Affairs to help coordinate the firm's response.... Support Global Government Relations and Office of Regulatory Affairs from a legal perspective on the development...

Become a thought-leader while overseeing the Brokerage Fiduciary Regulatory business model driving the development... of solutions Business Transformation Office (BTO) - Regulatory drives and executes critical regulatory change initiatives...

Job Description: Become a thought-leader while overseeing the Brokerage Fiduciary Regulatory business model driving... the development of solutions Business Transformation Office (BTO) - Regulatory drives and executes critical regulatory...

Job Summary What is the Opportunity? US Regulatory Services is responsible for ensuring timely, accurate..., and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...

with multiple stakeholders and regulatory requirements. You will interact with team members in Global KYC Refresh Team and KYC..., Internal Audit, CEG, Sales Support and clients on an as-needed basis. You will lead the Capital Markets Regulatory and KYC...

Job Summary • Prepare and file various Broker-Dealer Regulatory Reports and assist with projects and process... improvement initiatives for RBC Capital Markets, LLC. Ensure compliance with SEC, FINRA, CFTC, etc., Regulatory Reporting...

of regulatory submissions (e.g., INDs, NDAs, BLAs) in electronic and paper formats according to global health authority requirements... discipline. Prior experience managing a team or leading regulatory submissions projects. Strong understanding of global...

executive communications, status reporting, and metrics. Manage regulatory exams and audits impacting Global Clearing Chairing...Job Description: Global Clearing is the preeminent clearer of USD, EUR, and GBP, globally. in addition to being the...

opportunities Understand and proactively manage risk ,compliance and regulatory affairs for products owned. Lead client, sales...-quality products that resonate with clients. As a Product Manager in Global Clearing, you are an integral part of the team...

Set and execute on the global E-Comms program strategy while ensuring compliance with all regulatory requirements relating...The Firmwide Electronic Communications Central Team is seeking a strong Executive Director candidate to lead...

status quo and striving to be best-in-class. As a Surveillance Lead, you will work on daily reviews of alerted messages... and/or legal/regulatory background to find potential market conduct risks, reputational risks, or other compliances risks...