GLOBAL COMPLIANCE RISK LEAD jobs in NEW YORK CITY NY, United Kingdom #6

: Strong understanding of global enterprise privacy, enforcement, compliance, digital supply chain landscapes, technology vendors, gaps...Description: CHEQ is the global leader in Go-to-Market Security, trusted by over 15,000 customers worldwide...

Ensure compliance with Rule 15a-6 Ability to identify current and emerging regulatory risks, implement risk mitigation plans...About Us Rothschild & Co is a leading global financial services group with seven generations of family control...

of . About the Team The Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team... of risk-minded problem solvers who advise the business on the company's regulatory obligations and enterprise risk...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...

Compliance Department Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk... qualities. At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive...

development of relevant compliance program elements including policies and procedures, training, risk assessments, issues... will require engagement with the business, including Global Markets Financing Solutions, as well as with Compliance, Legal...

and annual provision review with external auditors and internal risk management. Lead a team of 9 people in the Domestic group... of America (SCA) is seeking a results-oriented Senior Director of Consolidated Tax Reporting and Compliance. This individual...

Location New York, NY Overview As the Compliance Officer – Head of Origination & Advisory Director, you will lead a team... and monitoring of compliance with firm policies and conduct risk assessments of the Business to ensure effective business control...

to make change. Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead... as appropriate. Lead projects related to new regulations as needed. Coordinate with central compliance functions to address...

and external audits and inspections; interact with federal and state regulators Support the global compliance monitoring program... Perform testing and monitoring of compliance with Firm policies and conduct risk assessments of the Business to ensure...

. Job Description Job Description The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions... and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised...

& Compliance Department oversees and leads Ares’ global Legal, Regulatory and Compliance functions and programs. Under the... leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate...

Support the global compliance monitoring program by providing input on the framework documents and completing verification... and conduct risk assessments of the Business to ensure effective business control framework How You’ll Lead Excellent oral...

and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance... investigations. Work with Global Advisory team and other legal entities in the Americas to lead a coordinated effort throughout the...

holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the... at S&P Global is contingent upon compliance with the Policy. Equal Opportunity Employer S&P Global is an equal...

securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant... at S&P Global is contingent upon compliance with the Policy. Equal Opportunity Employer S&P Global is an equal...