GLOBAL COMPLIANCE ASSET MANAGEMENT jobs in MIDDLESEX, United Kingdom #4

who will be reporting into the Senior Compliance Manager, UK Regulatory Engagement About Schroders We’re a global... the UK covers Investment, Client Group, Financial Crime Risk, Core Compliance and Wealth Management. What you’ll...

) compliance and legal risk management to develop and maintain governance oversight of issues of non-compliance, including... escalation to the Global Enterprise Risk Committee. This will include working closely with Risk, Compliance, Legal and the First...

are our biggest asset as well as our largest shareholder group and are everything that makes us unique; our inclusive culture, the..., sustainability, volunteering - you'll find like-minded people driving change at Howden. The Role The Senior Compliance Monitoring...

and Compliance Management for the UK. Work with relevant teams to understand the functionality of new and changing products coming... at collaborating with teams on a regional and global level. Excellent executive presentation and project management skills with the...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include investment...

firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second..., principal investments and certain asset management businesses. BIG works closely with deal teams and subject matter experts...

Job Description: OUR IMPACT Global Compliance manages the firm's compliance, regulatory and reputational risks... to advising the firm's businesses, Global Compliance is responsible for managing audits and inquiries, Compliance learning...

, within Global Cash Services which forms part of the Asset Servicing COO organisation. The role reports to the Global Head of Cash... Services. Global Cash Services comprises (i) Payment Operations (ii) Cash & Liquidity Management Operations (iii) Payment...

provision of advice on the application of global compliance policies, exchange trading, global custodian rules and regulations... compliance in other global jurisdictions where MPSL operate. Standard company responsibilities Ensuring compliance with the...

in records and information management, digital transformation services, data centers, asset lifecycle management... teams. Your primary focus will be overseeing all aspects of fleet management, including servicing, repairs, compliance...

who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management Compliance... in a team of 22. About Schroders We’re a global asset manager. We help institutions, intermediaries and individuals...

asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep....com For our offices in London we are currently looking for a full-time Compliance Manager. The UK office has seven companies...

role will include participation in the broader Group Compliance management initiatives, review and update of policies... application of global compliance policies, exchange rules and regulations. Identifying regulatory or reputational risks...

role will include participation in the broader Group Compliance management initiatives, review and update of policies... application of global compliance policies, exchange rules and regulations. Identifying regulatory or reputational risks...

/ trading activity, using industry recognised solutions (SMARTS / Global Relay…..). Ensuring compliance with the company...About Marex Marex is a diversified global financial services platform, providing essential liquidity, market access...

/ trading activity, using industry recognised solutions (SMARTS / Global Relay…..). Ensuring compliance with the company...About Marex Marex is a diversified global financial services platform, providing essential liquidity, market access...

gained in a multi-asset asset management or equivalent environment, up to senior level. Significant experience of Compliance... more efficient reviews of both UK and global marketing materials. Assist in the development of management information to track...