FINRA jobs in ROCKVILLE MD, United Kingdom

FINRA standards. Good technical understanding of network fundamentals and common Internet protocols. Technical... not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly. FINRA strives...

FINRA

The Associate Director is responsible for the design, development, and delivery of training for FINRA regulatory staff... positions of increasing responsibilities, plus two (2) years of supervisory experience preferred. FINRA or financial industry...

FINRA

enterprise-wide document conversion services that ensure FINRA’s compliance to SEA Rules 17a-1 and SEA 17a-6 (records management... and destruction) and the FINRA Records Program, and which promote the reduction of FINRA’s paper footprint across the organization...

FINRA

The Principal Analyst of the Metrics and Reporting (“Metrics”) team in FINRA’s Department of Market Regulation... Management (“RSM”) team, Regulatory Operations teams, and other FINRA customers, as applicable. Assists with creation...

FINRA

, prioritize and mitigate regulatory, oversight and reputational risk to and impact on FINRA. Essential Job Functions: Plan...: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org...

FINRA

preferred. State Life & Health insurance licenses and FINRA SIE, Series 7 and 66 (or 63 and 65) required. Knowledge of core... environment is highly regulated and the advisor is expected to acquire and maintain a proficiency in the Bank’s and FINRA...

WesBanco

paraplanner / CFP / FINRA / business manager / Client relationship manager / project manager / project management / retirement...

Safari Solutions

as a first point of contact for all Finra Jira and Confluence related queries. Provide prompt and accurate solutions to user...

Software Guidance & Assistance

of practices and products with all security, privacy, audit and other requirements and FINRA standards. Provide clear and timely...

Software Guidance & Assistance

customer service. Accredited with the Financial Industry Regulatory Authority (FINRA) Life/Health Insurance License...

State Farm