FINANCIAL SERVICES COMPLIANCE REGULATORY jobs in CITY OF YORK, United Kingdom #8

Compliance, Legal, Regulatory or Financial Services industry experience Excellent communications skills (oral and written...MORE ABOUT THIS JOB: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

, but not required. Aspiring law student is a plus. Prior internship experience in financial services or legal/compliance experience... financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved...

, regulatory and compliance issues in the financial industry Have strong project management skills and ability to see a task...MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The incumbent... discipline required. Master's degree preferred Minimum 5 years of experiences in Financial Services or Banking industry...

or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The incumbent... discipline required. Master's degree preferred Minimum 5 years of experiences in Financial Services or Banking industry...

in financial services preferred Possess a general understanding of the current regulatory environment and financial...MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

, Regulatory or Financial Services industry experience Knowledge of trading rules and regulations (SEC, FINRA, NYSE, Nasdaq, CBOE...MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

protection laws Direct experience working in financial services Experience or familiarity with conducting privacy risk...Software Guidance & Assistance, Inc., (SGA), is searching for a Privacy Compliance Officer for a Contract assignment...

compliance, legal, regulatory operations or other control-related function in the financial services firm, regulatory... responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial...

Job Description: GLOBAL COMPLIANCE DIVISION Our division prevents, detects and mitigates compliance, regulatory...'s second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...

, and regulatory compliance. The Privacy Compliance Officer will be responsible for: Supporting the Global Head of Privacy and Data... financial services is highly desired. Experience or familiarity with conducting privacy risk assessments. Ability to build...

or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination... to detail. The role requires the ability to manage compliance and regulatory related projects, working cross-functionally. Key...

or related activities, within the financial services and banking industry. Deep regulatory knowledge of the financial... Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting business solutions...

and compliance frameworks for risk management and regulatory compliance at a major financial institution Strong understanding... and blockchain-based workflows meet internal controls for risk management and regulatory compliance, while also establishing secure...

experience in financial services compliance Knowledge of SEC, FINRA, OCC and CFTC rules relating to fixed income products, loans... to business management and staff on regulatory and compliance issues Conduct “second line” monitoring of businesses Assist in...

. Minimum Qualifications Minimum 3-5 years’ experience in Compliance or related activities, within the financial services and banking... Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting business solutions...

compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting... or other client/transaction-related compliance escalations. Representing Citi on critical regulatory matters as required. Serves...