FINANCIAL SERVICES COMPLIANCE REGULATORY jobs in CITY OF YORK, United Kingdom #4

A reputable asset management firm seeks an attorney to support its regulatory compliance efforts across a variety... with applicable legal and regulatory requirements. Responsibilities include analyzing a range of legal and regulatory compliance...

global financial services firm providing investment banking, securities and investment management services to a substantial... are required. Strong interpersonal and analytical skills along with an interest in the broader control environment within financial services...

global financial services firm providing investment banking, securities and investment management services to a substantial... are required. Strong interpersonal and analytical skills along with an interest in the broader control environment within financial services...

of the various financial services laws, rules, regulations of one (or preferably several) of the global financial centers...Job Description: Job Title Regulatory Adherence Corporate Title Vice President Location New York, NY Overview...

, or higher Interest in information security and/or cybersecurity and the financial services sector 8+ years of prior experience... in a risk, compliance, regulatory, or information technology/security adjacent role Basic project management...

global financial services firm providing investment banking, securities and investment management services to a substantial... are required. Strong interpersonal and analytical skills along with an interest in the broader control environment within financial services...

's compliance with global regulation across multiple jurisdictions, this includes pre trade and post trade non-financial regulatory...Job Description: Job Description: GBM Regulatory Engineering - Production Engineer (VP NYC) Global Banking...

Business, Legal, Compliance, Engineering and other functional teams, who they work with closely on the above regulatory... performance. As a primary investment area within Goldman Sachs, we provide investment and advisory services for pension plans...

Business, Legal, Compliance, Engineering and other functional teams, who they work with closely on the above regulatory... performance. As a primary investment area within Goldman Sachs, we provide investment and advisory services for pension plans...

knowledge and further develop their understanding of a growing sector of the financial markets at the heart of regulatory reform... with multiple stakeholders to improve the firm's compliance rates across various obligations. OUR IMPACT - REGULATORY OPERATIONS...

global banks and trusted brand with over 200 years of continuously evolving financial services worldwide. Will be part...Grow your career as a Senior Regulatory Project Manager with an innovative global bank in New York, NY. Contract role...

and/or compliance discipline within Banking / Financial Services Industry. Required skills Experience developing executive level... with existing risk processes such Emerging Risk, Regulatory Watch. · Lead CUSO policy documents governance, and coordinate...

of minimal experience 6-10 years Experience 6 -12 years in a risk and/or compliance discipline within Banking / Financial... across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial...

of minimal experience 6-10 years Experience 6 -12 years in a risk and/or compliance discipline within Banking / Financial... across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial...

and managing the LRR team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The... a collaborative relationship and ensuring compliance with regulatory expectations. Qualifications: Bachelor's degree in Finance...

experience in financial services, preferably at an SEC-registered investment adviser, at a regulatory agency, or at a law firm...Two Sigma is a financial sciences company, combining data analysis, invention, and rigorous inquiry to help solve the...

The Associate will join a top ranked Financial Services Regulatory Practice and will work directly with Partners... advising banking and financial services institutions on a wide range of bank regulatory matters. AmLaw 100 firm seeking...