FINANCIAL COMPLIANCE MANAGER jobs in LONDON, United Kingdom #6

asset management business of Prudential Financial, Inc. (NYSE: PRU), a leading global investment manager with nearly...A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business...

What the Hiring Manager Says An exciting opportunity has become available to join an established Compliance Team... at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsible for regulatory...

who will be reporting into the Senior Compliance Manager, UK Regulatory Engagement About Schroders We’re a global..., in the heart of the UK’s financial centre. And we have everything we need to work flexibly. The team The Compliance...

regulatory change and leading the Compliance team in business related to conduct risk, financial crime and sanctions. Previous...Eames is currently working with Lloyd's syndicate to hire a Head of Compliance (9-month FTC) The individual...

​Our Client Rutherford have been mandated on a brilliant opportunity for a Compliance Analyst to join our global, UK... headquartered hedge fund client's Portfolio Risk Team. Reporting into the Head of Investment Compliance who is based in London, the...

as the first line response to assist in answering day to day Compliance, regulatory and financial crime related queries.... Compliance Analyst role within an independent Investment Manager |Generalist Compliance Analyst role reporting to Head...

Global Client Contract Compliance team. This role involves supporting the Senior Manager in managing client audits...Job Title: Client Contract Compliance Senior Analyst Job Description: Introduction Dentsu is the network designed...

Senior Audit and Compliance Manager and Director, Financial Control. Desired Skills & Experience Either part-qualified... Audit and Compliance Manager, multiple UK/Ireland entity's Balance sheet reconciliations to ensure standard processes...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... clearance and related technology systems. In addition, this position will require working on other compliance-related...

/financial regulation would be advantageous. 3-5+ years experience within a reputable investment manager. Ability to work... specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial...

lines. MSC works closely with Line of Business Compliance, Financial Crime Compliance and Compliance Engineering...Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational...

experience Significant experience in the financial services industry, either working for an investment manager, broker dealer... energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the...

and as assigned by the line manager Assisting with the management of the Compliance inbox, to ensure queries are directed to the... manager Maintaining insider log records Contribution to Takeover Panel reporting Assist with business queries on compliance...

About the role: Sustainalytics is currently seeking a Chief Compliance Officer. The Chief Compliance Officer..., will be responsible for the implementation of the Sustainalytics Global Compliance Program. This is a position based in our offices in...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime...Location: London, UK Job title: Compliance Analyst Who we’re looking for We are looking for a Compliance Analyst...

queries related to financial crimes compliance, and deliver periodic training to colleagues in the London office... Indicators (KPIs), regulatory reporting submissions, and Key Risk Indicators (KRIs). Oversee the Senior Manager, UK Financial...

complex conflicts issues to the Risk and Compliance Manager for resolution. Support training sessions for the team including...An award-winning international law firm are seeking a Compliance Paralegal to join them on a permanent basis in London...