FINANCE CONTROL OVERSIGHT REGULATORY jobs in NEW YORK CITY NY, United Kingdom

at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms... following ways: Lead in the development of a list governance framework and provide oversight of First Line of Defense list...

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco...

, reviews and audits across Finance Coordinate delivery of Regulatory Business Completion Milestones (RBCMs) and deliverables...) Participate in regular Management Control Assessment (MCA) Process and Qualitative Model Oversight Review and challenge...

transformations across Goldman Sachs to strengthen regulatory engagement practices and provide central oversight of regulatory...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

, Investor Relations, Compliance, HR and other control functions Perform other tasks attendant to the oversight of litigation... and/or regulatory agencies, all involving oversight of civil litigation and regulatory enforcement matters (government investigations...

Job description Business type Types of Jobs - Risk Management / Control Job title Enterprise Risk Management and Regulatory Watch-Change... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

Job description Business type Types of Jobs - Risk Management / Control Job title Enterprise Risk Management and Regulatory Watch-Change... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco...

Summary: Responsible for autonomous oversight of an assigned portfolio of Project Finance transactions with a mix... Provide prompt service to the customer and lenders, as agent Control conditions precedent, drawdowns and repayments of the...

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco...

Management Committee Provide oversight of control improvement, scalability, and efficiency initiatives for daily process... effective control environment in relation to various Bank and Federal regulations. BCM also works closely with Bank Leadership...

Control (QC) review of Credit Originations and ongoing portfolio Monitoring activities. The objectives of these reviews... is to ensure the First Line has a control process to determine whether analytical output adheres to established credit underwriting...

independent audit and risk oversight activities at Pfizer locations worldwide, as well as participate on strategic teams... on-site independent evaluations of Pfizer’s financial and compliance control processes worldwide to ensure Pfizer’s risks...

and regulatory presentations Assist in the management and oversight of regulatory communication strategies, plans, and materials...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

Job Description: GLOBAL COMPLIANCE DIVISION Our division prevents, detects and mitigates compliance, regulatory... the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm...

will be responsible for overall leadership, development, and day-to-day oversight of the Internal Audit Quality Assurance function (“QA... of its responsibilities aligned to professional standards and regulatory expectation. This role will report to the Internal Audit Chief...

organization. Internal Audit independently assesses the firm's internal control structure. We provide assurance that 1) financial... controlled. We assist Management in identifying and commercially managing risks by providing advice in developing control...