FINANCE CONTROL OVERSIGHT REGULATORY jobs in JERSEY CITY NJ, United Kingdom

for cross-Markets Ops findings (e.g. MRAs/ Audit Escalation Reports) Control Framework oversight for Payments and Balance Sheet... Management Effective design and implementation of broader Ops Control Solutions Risk Metrics strategy and oversight Strategy...

, you will be responsible for driving end-to-end development of monitoring solutions, provide oversight, reporting, and escalation on regulatory... requirements in partnership with Senior Management, Legal, Risk, Compliance, Control Management, Supervision, Operations, Finance...

, you will be responsible for driving end-to-end development of monitoring solutions, provide oversight, reporting, and escalation on regulatory... requirements in partnership with Senior Management, Legal, Risk, Compliance, Control Management, Supervision, Operations, Finance...

stakeholder engagement, including team effort in preparation for audit and regulatory exams Sets priorities related... documentation, and effective challenges on model development/validation Maintains and provides oversight of model development...

Job Description: CONTROLLERS Controllers ensure that the firm meets all the financial control and reporting... charged with managing the firm's liquidity, capital, and risk, and providing the overall financial control and reporting...

risk, understanding regulatory changes and determining credit worthiness. Risk Management provides independent oversight..., Middle Office, and Project Services group within Corporate Risk. The group is responsible for Market Risk data control...

. Risk Management provides independent oversight and maintains an effective control environment.... risk reporting; administration of oversight committees; project management of the review and governance pipeline...

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco...

. Risk Management provides independent oversight and maintains an effective control environment.... the oversight of a technology organization's risk management activities. You will need to be adept at evaluating...

oriented architectures. Experience translating firm wide policy or regulatory requirements into control design and definition... with product, technology, and business colleagues on an on-going basis for business-as-usual audit and regulatory engagements, risk...

finance and services in an operations, risk, or compliance role Awareness of AML regulatory requirements, including inherent... following main categories: Core Trade, Receivables Finance, Payables Finance, Trade and Working Capital Loans, and Export Agency...

etc. as applicable to RBC CUSO to ensure consistent application across products and businesses. Oversight of regulatory advisory... interpretations across RBC CUSO functional teams as Chair of the CUSO Regulatory Interpretations working group. Oversight...

, providing oversight of regulatory change management requests, ensuring consistent mapping of legal obligations to GACC..., and the team's ongoing governance and oversight responsibilities. The role will also support the Global Antitrust Compliance...

oversight of the technology audit coverage across control domains and within the line of business. Internal Audit... contact for stakeholders on technology audit and control related issues Staying current with evolving industry and regulatory changes...

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco...

. Risk Management provides independent oversight and maintains an effective control environment.... regulatory requirements regarding Data Aggregation and Risk Reporting, and execute controls to measure the quality of risk data...

Asset Values via control governance of external accounting agents. Oversight and coordination of funds' major treasury... for the accounting, finance, and treasury functions of these products. Responsibilities Manage the financial reporting...