FINANCE CONTROL OVERSIGHT REGULATORY jobs in DALLAS TX, United Kingdom

. Formulate and develop business control requirements for new regulatory implementations. Provide oversight and managerial... floor. RESPONSIBILITIES AND QUALIFICATIONS Team Overview: The Regulatory Controls Management Team (RCM) centrally...

the Finance Industry and/or Regulatory Industry Experience in Regulatory Reporting Experience with change management... on a W2 Only. No C2C eligibility for this position. Visa Sponsorship is Available! The details are below. Regulatory Middle...

their understanding of regulatory reform at the heart of the financial markets. With the continued high rate of change in the regulatory... reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider...

JOB OVERVIEW: Equest’s Finance and Human Resource Manager is charged with the responsibility of actively managing..., and principles. The FHR Manager is to monitor changes in legal, regulatory and administrative environments and implement changes in...

daily surveillance on some of the business strategies we support to ensure AMD's compliance with client and regulatory... oversight . These functions cover a wide range of clients and a complex product range, which include equities, fixed income...

for the oversight of Operational Risk (across Sales, Trading, Banking, Engineering and Operations), Supervision, Conduct..., Control Remediation, Technology Risk, Operational Risk, and Operational Resiliency for Global Banking & Markets Division...

appetite, fosters a strong risk and control culture, and is responsible to evolving business needs and regulatory expectations... leaders and robust oversight to continuous monitoring plans and risk and control assessments. Oversees creation of governance...

and subcontract activity. -Interact and communicate as appropriate with finance/accounting and business team disciplines for kickoff... to obtain administrative documentation required to ensure subcontract files and regulatory compliance with approved purchasing...

, clients and regulatory bodies. This is accomplished by providing support as a branch manager/supervisory principal... and general centralized compliance oversight for the firm(s). Additionally, there may be times where branch office examinations...

to ensure efficient management of multi-disciplinary processes and regulatory requirements. The Policy Governance Manager... will drive the strategic vision and oversight over the lifecycle of the WCR Framework, Policy, Standards, and Procedures. The...

spreads, compliance reviews. Span of Control (include # direct reports): Span of control generally includes 10-17 direct..., Compliance, etc. Decision-Making and Autonomy: PMTL has high degree of autonomy in decisions; has oversight and accountability...

and or advise Client(s) on a frequent and recurring basis Operations and Maintenance Oversight: Assist in overseeing... and standardize purchasing processes to leverage economies of scale. Health, Safety, and Regulatory Compliance: Assist in...

Management (ERM) Manager will be responsible for having oversight of the District’s financial and entity-level Sarbanes-Oxley... of our financial reporting, ensuring adherence to regulatory requirements and internal policies. Assess existing internal controls...

will be responsible for having oversight of the District’s financial and entity-level Sarbanes-Oxley (SOX) compliance and Enterprise Risk..., ensuring adherence to regulatory requirements and internal policies. Assess existing internal controls related to financial...

. Issue Management: Provide oversight of issue severity and impact on business processes and control environments, escalating... services regulations and effectively liaising with regulatory bodies. Key responsibilities include overseeing multiple audit...

of all financial and operational data and comply with all legal and regulatory requirements. Oversight, recruitment, and retention... to required financial data to manage and grow the business. The CFO will lead a diverse team overseeing finance, planning and budgeting...

of all financial and operational data and comply with all legal and regulatory requirements. Oversight, recruitment, and retention... to required financial data to manage and grow the business. The CFO will lead a diverse team overseeing finance, planning and budgeting...