FCA COMPLIANCE OFFICER jobs in EUROPE ENGLAND, United Kingdom #5

, emphasising wellbeing. Job Description In this role you will be reporting to the Compliance Director, providing compliance... Compliance Director to maintain an up-to-date compliance manual for the Group, documenting all relevant policies designed...

– Information Technology Key Relationships: Chief Information Officer, Head of Strategy, Architecture and Innovation, Head... of Group Technology Delivery, IT Business Manager, Chief Information Security Officer, Engineering Shared Service leads, SRE...

. Are you ready to embark on a dynamic journey as a Personal Assistant to either our Chief People Officer, or our Chief Claims Officer... of Conduct and Fitness and Propriety policies at all times Ensure compliance with Company Policies, Values and guidelines...

Responsibilities · Comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited... to, the London Compliance manual and Compliance policies and procedures as issued from time to time; Financial Security...

. Implement calling plans to ensure business development is pursued across the client base. Become the designated calling officer... business with other clients. Ensure full compliance with internal and regulatory policies on Risk, Control, Know Your Customer...

Officer's Certificate Work with other members of the team and Group finance to prepare and file dormant accounts... manner. Oversee the maintenance of the Diligent database; ensure compliance with company law requirements including the...

robust financial crime policies and frameworks to ensure compliance with UK regulatory requirements (e.g., FCA and PRA... compliance. Comprehensive knowledge of UK and International regulatory requirements related to financial crime, including FCA...

Officer (UK), TME Head of Legal & Compliance or Head of International Compliance. Skills and Experience Specification...: To oversee and manage the financial crime compliance and licensing activities for Tokio Marine HCC International (‘TMHCCI...

The Regulatory Reporting Officer is responsible managing and overseeing Trade Reporting for the firm and the production... disclosures. Collaborate with Compliance, Risk, Finance, and Technology teams on regulatory changes. Manage European transaction...

from fraud risks, you'll receive, triage and disseminate all sourced intelligence, ensuring full compliance with company... specific to intelligence and related fraud/financial crime legislation Ensure compliance with company financial crime...