FCA COMPLIANCE OFFICER jobs in EUROPE ENGLAND, United Kingdom #4

role), UK FCA regulation and compliance assist with UK investor relations, roadshows etc This will initially...Job Title: Chief Operating Officer - Personal Consumer Loans Location: Hybrid - Remote and London As the Chief...

. What you’ll need As a Nominated Officer Support, you’ll need to demonstrate compliance/understanding of all appropriate... Job Description Summary . Job Description JOB TITLE: Nominated Officer Support SALARY: £42,120.00 LOCATION(S): Birmingham and Edinburgh...

Officer to ensure risks associated with the use of Third Parties are appropriately managed and mitigated in line with the... of assessing supplier compliance to regulations, Policy and process recommending where necessary mitigating actions...

Job Description: Chief Risk Officer - Aon Investments Limited The Chief Risk Officer – AIL is part of the part... of the UK Risk and Compliance (“UKR&C”) function. UKR&C reports through to the Global Law and Compliance function. The Chief...

in the team along with a wider variety of FCA related activities. Your Role As a Senior Business Support Officer...Due to continued growth we are recruiting a Senior Business Support Officer to join our Mortgage Enforcement Team in...

, overdraft services. As a Senior Officer – Commodity Finance, you will be responsible for the assessment of each credit proposal... Crime and Compliance departments to ensure prompt and effective delivery Prepare research papers on the commodity business...

and Subsidiary customers. As a Senior Officer - CHAPS CRM, you will be responsible to take actions required as a Direct Participant... of England Prepare regular reports for Head of Department and Senior Management when required Complete CHAPS Compliance...

Relationship Officer in our London office. You will be supporting the UK team and be the point of entry for all operational... zone's Business Risk Manager and or/compliance to resolve any risk & compliance matters. Process Credit requests...

Job Description: Chief Underwriting Officer – AUM Lead the underwriting strategy for AUM which is one of the... trust as one inclusive, diverse team, and we are passionate about helping our colleagues and clients succeed. The FCA...

of high-level complex complaints from Members, Representatives, Actuaries, Trustees, Financial Conduct Authority (FCA.... May act as a Lead. Coordinating and facilitating the work of others. Contribute towards the quality and compliance...

London and international markets Ensure ongoing compliance with Willis Towers Watson guidelines and procedures. Placement... as per FCA and contract certainty requirements Ensure delivery of high levels of the end-to-end ongoing client service, adhering...

compliance with FCA requirements and internal policies and procedures. Opportunity for a dynamic CPO lead a phase of high... of competitive compensation and benefits packages. Ensure compliance with relevant UK Employment laws and regulations. Manage...

-ordinate and prepare regulatory complaints returns (e.g. Lloyd’s eligible complainant return and FCA RMAR). Review proposed... Committee, Conduct Committee and Product Oversight Group. Assist with the delivery of face to face Compliance Induction...

, emphasising wellbeing. Job Description In this role you will be reporting to the Compliance Director, providing compliance... Compliance Director to maintain an up-to-date compliance manual for the Group, documenting all relevant policies designed...

– Information Technology Key Relationships: Chief Information Officer, Head of Strategy, Architecture and Innovation, Head... of Group Technology Delivery, IT Business Manager, Chief Information Security Officer, Engineering Shared Service leads, SRE...

. Are you ready to embark on a dynamic journey as a Personal Assistant to either our Chief People Officer, or our Chief Claims Officer... of Conduct and Fitness and Propriety policies at all times Ensure compliance with Company Policies, Values and guidelines...

Responsibilities · Comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited... to, the London Compliance manual and Compliance policies and procedures as issued from time to time; Financial Security...